Domenic Gangemi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Domenic Gangemi, who also goes by Dom Gangemi, was a registered financial professional .
Domenic is a previously registered financial professional and started their career in finance in 1995. Domenic had worked at 6 firms and has passed the Series 63, Series 55, Series 7 and Series 25 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 8, 2011 - December 10, 2012
WTS PROPRIETARY TRADING GROUP LLC
June 5, 2008 - October 14, 2008
LABRANCHE FINANCIAL SERVICES, LLC
April 11, 2003 - January 7, 2010
DRU STOCK, INC.
March 28, 2003 - April 9, 2003
GLOBAL DIRECT EQUITIES, LLC
October 1, 2000 - March 6, 2003
INLINE BROKERS, INC.
June 19, 1995 - February 1, 1996
VAN DER MOOLEN SPECIALISTS USA, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/8/2008
Limited Representative-Equity Trader ExamSeries 25
Date: 5/20/1999
NYSE Trading Assistant ExaminationCurrent Firm
WTS PROPRIETARY TRADING GROUP LLC
CRD#: 148117 / SEC#: , 8-67986
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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