DY
David W. Yeakel
CETERA INVESTMENT ADVISERS LLC
FALLS CHURCH, VA 22046
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CRD#: 2167716
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Professional summary
David Williams Yeakel JR, who also goes by David Williams Jr Yeakel, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Falls Church, Virginia and CETERA ADVISORS LLC located in Falls Church, Virginia.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. David has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David Williams Jr Yeakel
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. YEAKEL AND ASSOCIATES, INC, 903 W BROAD ST, FALLS CHURCH, VA 22046, START 01/01/93, CPA FIRM, 40HR/WK.
2. FIXED INSURANCE SALES.
3. OLD SCHOOL MANAGEMENT, LLC, NOT INVESTMENT RELATED, SAME AS REGISTERED LOCATION, PROPERTY MANAGEMENT, STARTED 11/2015, OWNER, APX 2 HOURS PER WEEK, MAY BE DURING TRADING HOURS, PROPERTY MANAGEMENT OF PERSONAL RENTAL PROPERTIES.
4. NAME OF OTHER BUSINESS: DBA CUSTOM FINANCIAL SERVICES;
INVESTMENT RELATED: YES;
ADDRESS: SAME AS REGISTERED LOCATION
NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES;
START DATE: 11/1996;
POSITION/TITLE/RELATIONSHIP: OWNER;
APX NUMBER OF HOURS PER WEEK: 25;
APX NUMBER OF HOURS DURING TRADING HOURS: 25;
BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
5. NAME OF OTHER BUSINESS: BROAD BOX LLC;
INVESTMENT RELATED: NO;
ADDRESS: 903 W BROAD ST FALLS CHURCH VA 22046;
NATURE OF BUSINESS: REAL ESTATE;
START DATE: 7/2019;
POSITION/TITLE/RELATIONSHIP: OWNER;
APX NUMBER OF HOURS PER WEEK: 1;
APX NUMBER OF HOURS DURING TRADING HOURS: 1;
BRIEF DESCRIPTION OF DUTIES: RESIDENTIAL/COMMERCIAL REAL ESTATE HELD FOR RENTAL, SALE AND REDEVELOPMENT;
CRS (Client Relationship Summary) - RIA
Click below to view David Williams Yeakel JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 903 West Broad Street, Falls Church, VA 22046RIA
CRD#: 105644
FALLS CHURCH, VA
Current
January 1, 2004 - Present
CETERA ADVISORS LLC
Office #1: 903 West Broad Street, Falls Church, VA 22046BD
CRD#: 10299
Falls Church, VA
Past
January 1, 2004 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
FALLS CHURCH, VA
Past
December 27, 1999 - January 1, 2004
IFG ADVISORY SERVICES INC
RIA
CRD#: 105316
FALLS CHURCH, VA
Past
November 3, 1995 - January 2, 2004
IFG NETWORK SECURITIES, INC.
BD
CRD#: 19948
ATLANTA, GA
Past
October 10, 1991 - November 15, 1995
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/21/2022)
RR
California(1/1/2004)
RR
Colorado(1/4/2017)
RR
Florida(1/1/2004)
RR
Kentucky(1/2/2024)
RR
Maine(4/28/2016)
RR
Maryland(3/27/2013)
RR
Massachusetts(1/2/2025)
RR
New Hampshire(3/27/2013)
RR
New Jersey(1/9/2018)
RR
North Carolina(1/5/2007)
RR
Ohio(4/28/2016)
RR
Oregon(1/6/2015)
RR
Pennsylvania(4/28/2016)
RR
South Carolina(4/28/2016)
RR
Texas(4/28/2016)
IAR
Texas(3/21/2024)
RR
Virginia(1/1/2004)
IAR
Virginia(3/21/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
