JC
Jerry H. Crockett
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
San Antonio, TX
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CRD#: 2167486
JC
Professional summary
Jerry Hugh Crockett is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in San Antonio, Texas and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Corpus Christi, Texas.
Jerry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Jerry has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INDEPENDENT INSURANCE AGENT, COLLEGE STATION, TX, 01/1991. FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL-5/WK-1/TRADING. 2) JERRY CROCKETT, COLLEGE STATION, TX 77845, TAX PREPARER SINCE 1/7/07, 20 HOURS PER YEAR, NONE DURING TRADING, PREPARE A LIMITED NUMBER OF TAX RETURNS FOR CLIENTS; ASSIST CLIENTS WITH ANY TAX PROBLEMS THEY HAVE; TAX RETURNS ARE NOT EXTREMELY COMPLICATED; I AM REGISTERED PAID TAX-PREPARER WITH THE IRS. 3) COLLEGE STATION PARKS & RECREATION BOARD/SENIOR ADVISORY COMMITTEE, COLLEGE STATION, TX, 1/2015 AS BOARD MEMBER. NIR - NPO - 2 HR/MO - 2/TRADING. 4) TAX PREPARER, COLLEGE STATION, TX, TAX PREPARER. NIR-20/YR-0/TRADING. 5) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 6) JERRY CROCKETT, 227 W Woodlawn Ave, San Antonio TX 78212, 01/01/2024, Board Trustee, Board Member/Officer/Director/Committee Member/Board Trustee, INV REL, 5 HR/MO, 0 HR/MO TRADING. 7) BENKENDORFER INVESTMENT GROUP, 500 N Water St, Suite 400, Corpus Christi TX 78401, 01/2024, Using a trade name, DBA only, INV REL, 160 HR/MO, 160 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Jerry Hugh Crockett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 16, 2014 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #2: 500 N Water St. Ste. 400, Corpus Christi, TX 78401Office #3: 926 Chulie Dr., San Antonio, TX 78216RIA
CRD#: 134139
San Antonio, TX
Current
July 18, 2014 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 500 N Water St. Ste. 400, Corpus Christi, TX 78401Office #2: 926 Chulie Dr., San Antonio, TX 78216BD
CRD#: 39543
Corpus Christi, TX
Past
November 19, 2012 - July 18, 2014
WADDELL & REED
RIA
CRD#: 866
SAN ANTONIO, TX
Past
October 24, 2012 - July 18, 2014
WADDELL & REED
BD
CRD#: 866
SAN ANTONIO, TX
Past
February 1, 2012 - November 2, 2012
THE RETIREMENT GROUP, LLC
RIA
CRD#: 148296
SAN DIEGO, CA
Past
January 30, 2012 - October 24, 2012
FSC SECURITIES CORPORATION
RIA
CRD#: 7461
SAN ANTONIO, TX
Past
November 28, 2011 - October 24, 2012
FSC SECURITIES CORPORATION
BD
CRD#: 7461
SAN ANTONIO, TX
Past
November 3, 2005 - November 23, 2011
NEXT FINANCIAL GROUP, INC.
RIA
CRD#: 46214
SAN ANTONIO, TX
Past
November 3, 2005 - November 23, 2011
NEXT FINANCIAL GROUP, INC.
BD
CRD#: 46214
SAN ANTONIO, TX
Past
May 5, 2004 - November 4, 2005
ONYX WEALTH ADVISORS, INC.
RIA
CRD#: 119558
SAN ANTONIO, TX
Past
April 10, 2003 - November 4, 2005
CAMBRIDGE LEGACY SECURITIES L.L.C.
BD
CRD#: 103722
DALLAS, TX
Past
January 11, 2000 - May 21, 2003
HORNOR, TOWNSEND & KENT, LLC
RIA
CRD#: 4031
SAN ANTONIO, TX
Past
January 11, 2000 - May 21, 2003
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
CONSHOHOCKEN, PA
Past
April 23, 1999 - July 22, 2005
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
January 29, 1999 - December 31, 1999
SUNSET FINANCIAL SERVICES, INC.
BD
CRD#: 3538
KANSAS CITY, MO
Past
May 6, 1994 - January 15, 1999
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
Past
May 6, 1994 - January 15, 1999
OSAIC FA, INC.
BD
CRD#: 3978
FORT WAYNE, IN
Past
September 17, 1991 - May 16, 1994
VERAVEST INVESTMENTS, INC.
BD
CRD#: 3960
WORCESTER, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Texas(7/16/2014)
RR
Texas(7/18/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
