Gajender Singh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gajender Singh was a registered financial professional .
Gajender is a previously registered financial professional and started their career in finance in 1992. Gajender had worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 20, 2015 - October 20, 2025
LIQUIDNET, INC.
September 19, 2001 - October 29, 2002
JEFFERIES LLC
April 30, 2001 - November 13, 2001
ABN AMRO SECURITIES LLC
September 6, 2000 - April 30, 2001
ABN AMRO INCORPORATED
June 2, 1992 - November 1, 1999
VIRTU ITG LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 7/15/2015
Limited Representative-Equity Trader ExamCurrent Firm
LIQUIDNET, INC.
CRD#: 103987 / SEC#: , 8-52461
Contact information
FINRA licenses (16 States and Territories)
Documents
Disclosures
| Regulatory Event | 10 |
Red Flags
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