Robert G. Gilbert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert George Gilbert JR., who also goes by Rob G. Gilbert, Robert George Gilbert Jr, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1995. Robert had worked at 6 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 3, 2019 - January 6, 2021
PENSERRA SECURITIES, LLC
February 28, 2017 - April 1, 2019
PIPER SANDLER & CO.
January 2, 2013 - March 7, 2017
BB&T SECURITIES, LLC
November 8, 2004 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
November 5, 2002 - August 12, 2004
TD WEALTH MANAGEMENT SERVICES INC.
May 19, 1995 - November 12, 2002
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Exams
Current Firm
PENSERRA SECURITIES, LLC
CRD#: 145994 / SEC#: , 8-67773
Contact information
FINRA licenses (17 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
