Richard J. Gatesman
Professional summary
Richard John Gatesman II, who also goes by Richard John Gatesman II, is a registered financial professional currently at AXCELUS FINANCIAL DISTRIBUTION COMPANY located in Philadelphia, Pennsylvania.
Richard is registered as a RR (Registered Representative) and started their career in finance in 1991. Richard has worked at 16 firms and has passed the Series 66, Series 63, Series 82TO, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard John Gatesman II's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 18, 2026 - Present
AXCELUS FINANCIAL DISTRIBUTION COMPANY
Office #1: 1650 Market Street 8th Floor, Philadelphia, PA 19103January 28, 2022 - March 11, 2026
TLG ADVISORS, INC.
January 28, 2022 - March 11, 2026
THE LEADERS GROUP, INC.
April 8, 2021 - November 3, 2021
SANCTUARY SECURITIES, INC.
February 11, 2020 - April 13, 2021
PACIFIC SELECT DISTRIBUTORS, LLC
March 28, 2019 - October 10, 2019
SWBC INVESTMENT COMPANY
September 25, 2015 - October 10, 2019
SWBC INVESTMENT SERVICES, LLC
June 11, 2013 - February 25, 2014
COREBRIDGE CAPITAL SERVICES, INC.
January 9, 2008 - August 21, 2013
AMERICAN GENERAL EQUITY SERVICES CORPORATION
August 17, 2005 - November 19, 2007
TOWER SQUARE SECURITIES, INC.
January 30, 2004 - November 19, 2007
WALNUT STREET SECURITIES, INC.
January 30, 2004 - November 19, 2007
NEW ENGLAND SECURITIES
January 30, 2004 - November 19, 2007
METLIFE INVESTORS DISTRIBUTION COMPANY
March 26, 2001 - November 19, 2007
MSI FINANCIAL SERVICES, INC.
August 1, 1997 - April 6, 2000
MSI FINANCIAL SERVICES, INC.
August 1, 1997 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
January 30, 1996 - May 14, 1997
WALNUT STREET SECURITIES, INC.
October 15, 1992 - October 24, 1995
METROPOLITAN LIFE INSURANCE COMPANY
August 5, 1991 - August 25, 1992
JOHN HANCOCK DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/18/2026)
(2/18/2026)
Exams
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsFINRA
Current Firm
AXCELUS FINANCIAL DISTRIBUTION COMPANY
CRD#: 38383 / SEC#: , 8-48416
Contact information
FINRA licenses (49 States and Territories)
Direct owners and executive officers
Red Flags
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