William T. Coffin
Professional summary
William Todd Coffin is a registered financial professional currently at TERRANOVA CAPITAL EQUITIES, INC located in New York, New York.
William is registered as a RR (Registered Representative) and started their career in finance in 1991. William has worked at 8 firms and has passed the Series 63, Series 65, Series 82TO, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Todd Coffin's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 26, 2019 - Present
TERRANOVA CAPITAL EQUITIES, INC
Office #1: 420 Lexington Avenue Suite 1402, New York, NY 10170May 1, 2017 - April 24, 2019
ZANBATO SECURITIES LLC
February 7, 2017 - May 2, 2017
AGES FINANCIAL SERVICES, LTD.
November 5, 2002 - February 14, 2017
SOURCE CAPITAL GROUP, INC.
July 23, 1998 - November 5, 2002
ADVANCED GLOBAL SECURITES CORP.
September 13, 1995 - November 11, 1995
BOLTON GLOBAL CAPITAL
April 26, 1993 - June 13, 1995
ALEX. BROWN & SONS INCORPORATED
November 4, 1991 - May 7, 1993
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/25/2019)
(4/30/2019)
Exams
Series 82TO
Date: 7/1/2024
Limited Representative-Private Securities OfferingsSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
TERRANOVA CAPITAL EQUITIES, INC
CRD#: 45097 / SEC#: , 8-50973
Contact information
FINRA licenses (39 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
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