MB
Matthew J. Brady
THEPARTNERS WEALTH MANAGEMENT
Ponte Vedra Beach, FL 32082
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CRD#: 2162122
MB
Professional summary
Matthew James Brady, who also goes by Matt Brady, is a registered financial advisor currently at THEPARTNERS WEALTH MANAGEMENT located in Ponte Vedra Beach, Florida and PURSHE KAPLAN STERLING INVESTMENTS located in Albany, New York.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Matthew has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Matt Brady
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. The Partners Wealth Management dba Ocean Pointe Financial Services Group, LLC. Investment Related. At Registered Location. RIA. IAR/Financial Advisor. Start: 08/2023. 100 hrs/month; all during trading hours. Provide investment advice to clients. 2. Fixed Insurance. Investment Related. At Registered Location. Independent Insurance Agency. Agent. Fixed/Traditional Insurance. Start: 08/2023. 5 hrs/month; all during trading hrs. Provide insurance advice based on the needs of clients. 3. LAS PALMAS HOA. NOTINVESTMENT-RELATED. LOCATED AT PONTE VEDRA BEACH HOUSING DEVELOPMENT, POINT VEDRA BEACH, FL. TREASURER. START: 06/2019. 2 HR/MONTH; NONE DURING TRADING HOURS. ATTENDING MEETINGS DISCUSSING NEIGHBORHOOD, PROPERTY MANAGEMENT, ANDCOMPLAINTS. 4. MKKC ENTERPRISES, LLC. INVESTMENT RELATED. LOCATED AT 100 SAWBILL PALM DRIVE, POINTE VEDRA BEACH, FL 32082. HOLDING COMPANY. 100% OWNERSHIP WITH SPOUSE. START: 02/2021. 1 HR/MONTH; NONE DURING TRADING HOURS. OVERSIGHT OF COMPANY. 5. PALMETTO LANDING CONDOMINIUM ASSOCIATION INC. NOT INVESTMENT-RELATED. LOCATED AT 234 CANAL BLVD, BUSINES PARK, POINTE VEDRA BEACH, FL 32082. BOARD OF DIRECTORS. BOARD MEMBER. START:12/2020. 0 HR/MONTH; 0 TRADING HR/MONTH. ASSISTING IN MANAGEMENT OF THE COA.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew James Brady's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 18, 2023 - Present
THEPARTNERS WEALTH MANAGEMENT
Office #1: 234 Canal Blvd Suite 2, Ponte Vedra Beach, FL 32082RIA
CRD#: 314816
Ponte Vedra Beach, FL
Current
August 17, 2023 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 80 State Street, Albany, NY 12207Office #2: 234 Canal Blvd Suite 2, Ponte Vedra Beach, FL 32082BD
CRD#: 35747
ALBANY, NY
Past
April 24, 2023 - April 24, 2023
THEPARTNERS WEALTH MANAGEMENT
RIA
CRD#: 314816
Ponte Vedra Beach, FL
Past
January 12, 2018 - August 15, 2023
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
PONTE VEDRA BEACH, FL
Past
January 12, 2018 - August 15, 2023
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
PONTE VEDRA BEACH, FL
Past
February 20, 2009 - January 12, 2018
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
PONTE VEDRA BEACH, FL
Past
February 13, 2009 - January 12, 2018
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
PONTE VEDRA BEACH, FL
Past
December 9, 2005 - March 8, 2006
ADVEST, INC.
RIA
CRD#: 10
PONTE VEDRA BEACH, FL
Past
December 8, 2005 - March 8, 2006
ADVEST, INC.
BD
CRD#: 10
HARTFORD, CT
Past
November 17, 1992 - February 17, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
JACKSONVILLE, FL
Past
November 10, 1992 - February 17, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
JACKSONVILLE, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
THEPARTNERS WEALTH MANAGEMENT
ADAPTIVE WEALTH MANAGEMENT | WORTH FINANCIAL SOLUTIONS | WILKINS WEALTH MANAGEMENT | TW SMITH PLANNING AND INVESTMENTS | TRIVELLONI ASSET MANAGEMENT | THEPARTNERS WEALTH MANAGEMENT | THEPARTNERS RETIREMENT AND BUSINESS SOLUTIONS | SUMMA CAPITAL MANAGEMENT | PREISS FINANCIAL LLC | PARTNERS WEALTH MANAGEMENT, LLC | OCEAN POINTE FINANCIAL SERVICES GROUP, LLC | KLYMAN FINANCIAL | COACTIVE WEALTH STRATEGISTS | CENTRAL COAST FINANCIAL MANAGEMENT, INC. | BIANCO WEALTH MANAGEMENT | ASH CREEK FINANCIAL ADVISORS
CRD#: 314816 / SEC#: 801-122637
RIA
Registered Investment Advisory firm - (11/8/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/17/2023)
RR
California(8/17/2023)
RR
Florida(8/17/2023)
IAR
Florida(8/18/2023)
RR
Georgia(8/17/2023)
IAR
Georgia(5/13/2025)
RR
Kentucky(8/17/2023)
RR
New York(8/17/2023)
IAR
New York(5/12/2025)
RR
North Carolina(8/17/2023)
IAR
North Carolina(5/14/2025)
RR
South Carolina(9/14/2023)
RR
Virginia(3/21/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TW
THEPARTNERS WEALTH MANAGEMENT
ADAPTIVE WEALTH MANAGEMENT | WORTH FINANCIAL SOLUTIONS | WILKINS WEALTH MANAGEMENT | TW SMITH PLANNING AND INVESTMENTS | TRIVELLONI ASSET MANAGEMENT | THEPARTNERS WEALTH MANAGEMENT | THEPARTNERS RETIREMENT AND BUSINESS SOLUTIONS | SUMMA CAPITAL MANAGEMENT | PREISS FINANCIAL LLC | PARTNERS WEALTH MANAGEMENT, LLC | OCEAN POINTE FINANCIAL SERVICES GROUP, LLC | KLYMAN FINANCIAL | COACTIVE WEALTH STRATEGISTS | CENTRAL COAST FINANCIAL MANAGEMENT, INC. | BIANCO WEALTH MANAGEMENT | ASH CREEK FINANCIAL ADVISORS
CRD#: 314816 / SEC#: 801-122637
RIA
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Contact information
Main Address
Nw Corner Ocean Avenue And Mission Street Second Level, Carmel By The Sea, CA 93921
Mailing Address
26 Miramonte Rd, Carmel Valley, CA 93924
Phone number
(800) 324-3010
Established
Firm type
Fiscal year end
# of Employees
35
SEC notice filing (23 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,304 |
| AUM (Assets Under Management) | $ 454,537,144 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THEPARTNERS WEALTH MANAGEMENT
CRD#: 314816Ponte Vedra Beach, FL 32082TRUST BUT VERIFY
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Contact information
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