JP
Jeffrey L. Parkin
CETERA INVESTMENT ADVISERS LLC
VANCOUVER, WA 98684
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CRD#: 2160022
JP
Professional summary
Jeffrey Lord Parkin, who also goes by Jeff Parkin, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Vancouver, Washington and CETERA WEALTH SERVICES, LLC located in Tumwater, Washington.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Jeffrey has worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeff Parkin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME OF OTHER BUSINESS: BOYCE FINANCIAL GROUP, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE:11/2023; POSITION/TITLE/RELATIONSHIP: OSJ MANAGER/FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Lord Parkin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 15597 Se Mill Plain Blvd, Vancouver, WA 98684Office #2: 4212 Capitol Boulevard Se Suite 100, Tumwater, WA 98501RIA
CRD#: 105644
VANCOUVER, WA
Current
February 17, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 4212 Capitol Boulevard Se Suite 100, Tumwater, WA 98501Office #2: 15597 Se Mill Plain Blvd, Vancouver, WA 98684BD
CRD#: 13572
Tumwater, WA
Past
July 1, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
ROSEBURG, OR
Past
January 2, 2013 - April 29, 2013
MML DISTRIBUTORS, LLC
BD
CRD#: 38030
SPRINGFIELD, MA
Past
August 12, 2010 - January 2, 2013
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
BD
CRD#: 37819
HARTFORD, CT
Past
May 20, 2010 - July 16, 2010
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
VANCOUVER, WA
Past
November 5, 2002 - September 18, 2009
GLOBAL ATLANTIC DISTRIBUTORS, LLC
BD
CRD#: 8326
WAYNE, PA
Past
January 6, 1994 - June 13, 1997
VANGUARD MARKETING CORPORATION
BD
CRD#: 7452
MALVERN, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/23/2021)
RR
Alaska(6/23/2021)
RR
Arizona(6/23/2021)
RR
Arkansas(6/23/2021)
RR
California(6/23/2021)
RR
Colorado(6/23/2021)
RR
Connecticut(6/23/2021)
RR
Florida(6/23/2021)
RR
Georgia(6/23/2021)
RR
Hawaii(6/23/2021)
RR
Idaho(6/23/2021)
RR
Indiana(6/23/2021)
RR
Kansas(6/23/2021)
RR
Kentucky(6/23/2021)
RR
Louisiana(6/23/2021)
RR
Maine(6/23/2021)
RR
Maryland(6/23/2021)
RR
Massachusetts(6/23/2021)
RR
Michigan(6/23/2021)
RR
Minnesota(6/23/2021)
RR
Missouri(6/23/2021)
RR
Montana(6/23/2021)
RR
Nebraska(1/2/2025)
RR
Nevada(6/23/2021)
RR
New Hampshire(6/23/2021)
RR
New Jersey(1/2/2025)
RR
New Mexico(5/9/2025)
RR
New York(6/23/2021)
RR
North Carolina(6/23/2021)
RR
North Dakota(6/23/2021)
RR
Oklahoma(6/23/2021)
RR
Oregon(6/23/2021)
RR
Pennsylvania(6/23/2021)
RR
South Carolina(6/23/2021)
RR
Texas(6/23/2021)
IAR
Texas(6/29/2023)
RR
Utah(6/23/2021)
RR
Virginia(6/23/2021)
RR
Washington(6/22/2021)
IAR
Washington(6/29/2023)
RR
Wisconsin(6/23/2021)
RR
Wyoming(6/23/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/16/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
