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Joseph Xavier Delvecchio

CRD# 2159154·Registered 1991 - 2017
Previously Registered: Being a previously registered professional could mean that Joseph is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Joseph Xavier Delvecchio, who also goes by Joseph X Delvecchio, was a registered financial advisor. Joseph was a previously registered financial professional and started their career in finance 1991 - 2017. Joseph had worked at 8 firms and has passed the Series 63, SIE, Series 56, Series 55, Series 7, Series 3 and Series 62 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Joseph X Delvecchio

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

KOYOTE TRADING LLC·CRD# 149672
BD
New York, NY
August 24, 2015 - July 3, 2017
OPUS TRADING FUND LLC·CRD# 125204
BD
Jericho, NY
May 9, 2006 - January 7, 2008
SCHONFELD SECURITIES, LLC·CRD# 23304
BD
Jericho, NY
March 20, 1996 - March 18, 2004
ROUND HILL SECURITIES, INC.·CRD# 35223
BD
Alamo, CA
May 3, 1995 - May 15, 1995
JOSEPHTHAL & CO., INC.·CRD# 3227
BD
New York, NY
March 20, 1995 - May 17, 1995
PACIFIC CORTEZ SECURITIES INCORPORATED·CRD# 24341
BD
San Diego, CA
July 18, 1994 - February 3, 1995
PACIFIC CORTEZ SECURITIES INCORPORATED·CRD# 24341
BD
San Diego, CA
May 23, 1994 - June 10, 1994
INVESTORS ASSOCIATES, INC.·CRD# 958
BD
Hackensack, NJ
May 11, 1993 - May 5, 1994
CONTINENTAL BROKER-DEALER CORP.·CRD# 14048
BD
Carle Place, NY
July 12, 1991 - January 6, 1992

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Current Firm

KT
KOYOTE TRADING LLC

COYOTE CAPITAL, LLC | KOYOTE TRADING LLC

CRD#: 149672 / SEC#: 8-68182
BD
Terminated by SEC on 07/03/2017

Contact Information

Established

Delaware since 12/01/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
KOYOTE CAPITAL GROUP LLCOWNER—
KOCH, DAVID KENNETHVICE PRESIDENT & SECRETARY, MEMBER2422912
RISI, SALVATORE ANTHONYCFO/FINOP1072513
ROSEN, LUCAS GABRIELMEMBER2443280
SCHOTTENFELD, RICHARD PAULMANAGING MEMBER1280443
WADE, RICHARD JOSEPH JRCHIEF COMPLIANCE OFFICER1455700
WEISS, BRYAN EVANMEMBER4439851
WEISS, RONALD MICHAELPRESIDENT, MEMBER462488

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2007About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jul 2017About the SIE exam

Series 56 — Proprietary Trader Qualification Examination

Passed Aug 2015

Series 55 — Limited Representative-Equity Trader Exam

Passed Dec 1999

Series 7 — General Securities Representative Examination

Passed Mar 1996About the Series 7 exam

Series 3 — National Commodity Futures Examination

Passed Sep 1995About the Series 3 exam

Series 62 — Corporate Securities Limited Representative Examination

Passed Jul 1991

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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