Joseph X. Delvecchio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Xavier Delvecchio, who also goes by Joseph X Delvecchio, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1991. Joseph had worked at 8 firms and has passed the Series 63, SIE, Series 56, Series 55, Series 7, Series 3 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 24, 2015 - July 3, 2017
KOYOTE TRADING LLC
May 9, 2006 - January 7, 2008
OPUS TRADING FUND LLC
March 20, 1996 - March 18, 2004
SCHONFELD SECURITIES, LLC
May 3, 1995 - May 15, 1995
ROUND HILL SECURITIES, INC.
March 20, 1995 - May 17, 1995
JOSEPHTHAL & CO., INC.
July 18, 1994 - February 3, 1995
PACIFIC CORTEZ SECURITIES INCORPORATED
May 23, 1994 - June 10, 1994
PACIFIC CORTEZ SECURITIES INCORPORATED
May 11, 1993 - May 5, 1994
INVESTORS ASSOCIATES, INC.
July 12, 1991 - January 6, 1992
CONTINENTAL BROKER-DEALER CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 56
Date: 8/24/2015
Proprietary Trader Qualification ExaminationSeries 55
Date: 12/11/1999
Limited Representative-Equity Trader ExamSeries 62
Date: 7/10/1991
Corporate Securities Limited Representative ExaminationCurrent Firm
KOYOTE TRADING LLC
CRD#: 149672 / SEC#: , 8-68182
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KOYOTE CAPITAL GROUP LLC | OWNER | |
| KOCH, DAVID KENNETH | VICE PRESIDENT & SECRETARY, MEMBER | 2422912 |
| RISI, SALVATORE ANTHONY | CFO/FINOP | 1072513 |
| ROSEN, LUCAS GABRIEL | MEMBER | 2443280 |
| SCHOTTENFELD, RICHARD PAUL | MANAGING MEMBER | 1280443 |
| WADE, RICHARD JOSEPH JR | CHIEF COMPLIANCE OFFICER | 1455700 |
| WEISS, BRYAN EVAN | MEMBER | 4439851 |
| WEISS, RONALD MICHAEL | PRESIDENT, MEMBER | 462488 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
