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Daniel Charney

TD ARRANGED SERVICES

NEW YORK, NY

·CRD# 2158255·35 years experience

Professional Summary

Daniel Charney, who also goes by Daniel S Charney, Daniel S. Charney, is a registered financial advisor currently at TD ARRANGED SERVICES LLC located in New York, New York and TD SECURITIES (USA) LLC located in New York, New York. Daniel is registered as a RR (Registered Representative) and started their career in finance in 1991. Daniel has worked at 13 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Daniel S Charney, Daniel S. Charney

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

TD ARRANGED SERVICES LLC·CRD# 122529

BD

1 Vanderbilt Avenue 11 Floor, New York, NY 10017

August 21, 2014 - Present

TD SECURITIES (USA) LLC·CRD# 18476

BD

1. One Vanderbilt Avenue, New York, NY 100172. 262 Harbor Drive 2nd Floor, Stamford, CT 06902

March 1, 2023 - Present

COWEN EXECUTION SERVICES LLC·CRD# 35693

BD

Ny, NY

May 31, 2017 - July 21, 2020

COWEN PRIME SERVICES TRADING LLC·CRD# 23857

BD

New York, NY

October 14, 2015 - June 15, 2016

COWEN PRIME SERVICES LLC·CRD# 153397

BD

New York, NY

September 4, 2015 - February 10, 2022

ATM·CRD# 137211

BD

New York, NY

August 21, 2014 - March 3, 2015

COWEN AND COMPANY·CRD# 7616

BD

New York, NY

January 24, 2012 - December 9, 2024

JEFFERIES LLC·CRD# 2347

BD

New York, NY

July 9, 2007 - January 20, 2012

UBS SECURITIES LLC·CRD# 7654

BD

San Francisco, CA

October 29, 2004 - June 21, 2007

UBS CAPITAL MARKETS L.P.·CRD# 2692

BD

Stamford, CT

July 8, 2002 - November 1, 2004

THOMAS WEISEL PARTNERS LLC·CRD# 46237

BD

San Francisco, CA

January 27, 1999 - July 29, 2002

BANC OF AMERICA SECURITIES LLC·CRD# 26091

BD

New York, NY

October 1, 1997 - January 1, 1999

MONTGOMERY SECURITIES·CRD# 4357

BD

San Francisco, CA

August 14, 1991 - October 1, 1997

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Current Firm

TS

TD SECURITIES (USA) LLC

AMERICAN GOVERNMENT SECURITIES, INC. | TORONTO DOMINION SECURITIES CORP. | TORONTO DOMINION SECURITIES (USA) INC. | TD SECURITIES (USA) LLC | TD SECURITIES (USA) INC.

CRD#: 18476 / SEC#: 8-36747

BD

Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

One Vanderbilt Avenue, New York, NY 10017

Mailing Address

One Vanderbilt Avenue, New York, NY 10017

Phone Number

(212) 827-7000

Established

Delaware since 11/01/2004

Firm Type

Limited Liability Company

Fiscal Year End

October

Firm Size

Large

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

Name	Position	CRD#
TORONTO DOMINION HOLDINGS (U.S.A.), INC.	PARENT	—
BROADBERY, MICHAEL	CHIEF COMPLIANCE OFFICER	6947899
GIBSON, GLENN	CHIEF EXECUTIVE OFFICER	5659024
ORTIZ, JORGE LUIS	FINANCIAL & OPERATIONS PRINCIPAL	2725922
PETROU, CHRISTINA A	CHIEF OPERATING OFFICER	4007468
WONG, KRISTIE	CHIEF FINANCIAL OFFICER	4725261

Disclosures

Regulatory Event

22

Criminal

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Alabama
(2/6/2025)

RR

Alaska
(2/6/2025)

RR

Arizona
(2/6/2025)

RR

Arkansas
(2/6/2025)

RR

California
(2/6/2025)

RR

Colorado
(2/6/2025)

RR

Connecticut
(2/6/2025)

RR

Delaware
(2/6/2025)

RR

District of Columbia
(2/6/2025)

RR

Florida
(2/6/2025)

RR

Georgia
(2/6/2025)

RR

Hawaii
(2/6/2025)

RR

Idaho
(2/6/2025)

RR

Illinois
(2/6/2025)

RR

Indiana
(2/6/2025)

RR

Iowa
(2/6/2025)

RR

Kansas
(2/6/2025)

RR

Kentucky
(2/6/2025)

RR

Louisiana
(2/6/2025)

RR

Maine
(2/6/2025)

RR

Maryland
(2/6/2025)

RR

Massachusetts
(2/6/2025)

RR

Michigan
(2/6/2025)

RR

Minnesota
(2/6/2025)

RR

Mississippi
(2/6/2025)

RR

Missouri
(2/6/2025)

RR

Montana
(2/6/2025)

RR

Nebraska
(2/6/2025)

RR

Nevada
(2/6/2025)

RR

New Hampshire
(2/6/2025)

RR

New Jersey
(2/6/2025)

RR

New Mexico
(2/6/2025)

RR

New York
(2/6/2025)

RR

North Carolina
(2/6/2025)

RR

North Dakota
(2/6/2025)

RR

Ohio
(2/6/2025)

RR

Oklahoma
(2/6/2025)

RR

Oregon
(2/6/2025)

RR

Pennsylvania
(2/6/2025)

RR

Puerto Rico
(2/6/2025)

RR

Rhode Island
(2/6/2025)

RR

South Carolina
(2/6/2025)

RR

South Dakota
(2/6/2025)

RR

Tennessee
(2/6/2025)

RR

Texas
(2/6/2025)

RR

Utah
(2/6/2025)

RR

Vermont
(2/6/2025)

RR

Virginia
(2/6/2025)

RR

Washington
(2/6/2025)

RR

West Virginia
(2/6/2025)

RR

Wisconsin
(2/6/2025)

RR

Wyoming
(2/6/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1993About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Apr 2006

Series 7 — General Securities Representative Examination

Passed Aug 1991About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Feb 2003About the Series 24 exam

Cboe BYX Exchange, Inc.

SRO Registrations

Cboe BZX Exchange, Inc.

SRO Registrations

Cboe C2 Exchange, Inc.

SRO Registrations

Cboe EDGA Exchange, Inc.

SRO Registrations

Cboe EDGX Exchange, Inc.

SRO Registrations

Cboe Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

SRO Registrations

Long-Term Stock Exchange, Inc.

SRO Registrations

MEMX LLC

SRO Registrations

MIAX PEARL, LLC

SRO Registrations

Miami International Securities Exchange, LLC

SRO Registrations

NYSE American LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

NYSE National, Inc.

SRO Registrations

NYSE Texas, Inc.

SRO Registrations

Nasdaq ISE, LLC

SRO Registrations

Nasdaq PHLX LLC

SRO Registrations

Nasdaq Stock Market

SRO Registrations

Nasdaq Texas, LLC

SRO Registrations

New York Stock Exchange

SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Daniel Charney's CRS (Customer Relationship Summary).

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DC

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