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Jeff Hammonds Varner

THE BAKER GROUP, LP
OKLAHOMA CITY, OK
·CRD# 2158172·35 years experience

Professional Summary

Jeff Hammonds Varner is a registered financial advisor currently at THE BAKER GROUP, LP located in Oklahoma City, Oklahoma. Jeff is registered as a RR (Registered Representative) and started their career in finance in 1991. Jeff has worked at 11 firms and has passed the Series 63, Series 52TO, SIE, Series 3 and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

THE BAKER GROUP, LP·CRD# 7888
RIA
BD
1601 Nw Expressway 21st Floor, Oklahoma City, OK 73118-1426
December 20, 2023 - Present
STIFEL, NICOLAUS & COMPANY, INCORPORATED·CRD# 793
BD
Hauppauge, NY
March 15, 2019 - December 7, 2023
FIRST EMPIRE SECURITIES, INC.·CRD# 15129
BD
Hauppauge, NY
February 4, 2011 - March 15, 2019
MESIROW FINANCIAL, INC.·CRD# 2764
BD
New York, NY
December 6, 2005 - August 27, 2007
ADVEST, INC.·CRD# 10
BD
Hartford, CT
May 1, 2003 - December 21, 2005
RAYMOND JAMES & ASSOCIATES, INC.·CRD# 705
BD
St. Petersburg, FL
September 14, 2001 - April 9, 2003
MERIT CAPITAL ASSOCIATES, INC.·CRD# 30576
BD
Westport, CT
October 14, 1998 - May 23, 2001
TUCKER ANTHONY INCORPORATED·CRD# 837
BD
Boston, MA
November 8, 1994 - October 6, 1998
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
June 25, 1991 - September 26, 1994
LEHMAN SPECIAL SECURITIES INC.·CRD# 7242
BD
June 24, 1991 - July 18, 1994
LEHMAN GOVERNMENT SECURITIES INC.·CRD# 19655
BD
June 24, 1991 - September 26, 1994

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Current Firm

THE BAKER GROUP, LP
THE BAKER GROUP, LP

JAMES BAKER & ASSOCIATES, A LIMITED PARTNERSHIP | THE BAKER GROUP, LP | THE BAKER GROUP PORTFOLIO MANAGEMENT, LP | THE BAKER GROUP | JAMES BAKER & COMPANY | JAMES BAKER & ASSOCIATES, LP

CRD#: 7888 / SEC#: 801-64345, 8-23684
RIA
Registered Investment Advisory firm - SEC (12/31/2005 Terminated)
Florida
Registered Investment Advisory firm - SEC (9/12/2023 Terminated)
Georgia
Registered Investment Advisory firm - SEC (9/18/2023 Terminated)
Indiana
Registered Investment Advisory firm - SEC (9/13/2023 Terminated)
Iowa
Registered Investment Advisory firm - SEC (3/11/2015 Terminated)
Nevada
Registered Investment Advisory firm - SEC (9/13/2023 Terminated)
Oklahoma
Registered Investment Advisory firm - SEC (2/8/1983 Approved)
Texas
Registered Investment Advisory firm - SEC (9/12/2023 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

1601 Nw Expressway 21st Floor, Oklahoma City, OK 73118-1426

Mailing Address

1601 Nw Expressway Suite 2000, Oklahoma City, OK 73118-1426

Phone Number

(405) 415-7202

Established

Oklahoma since 05/20/1992

Firm Type

Partnership

Fiscal Year End

December

Firm Size

Small

# of Employees

14

FINRA licenses (31 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
JAMES BAKER GROUP, INC.GENERAL PARTNER—
THE BAKER GROUP SOFTWARE SOLUTIONS, INC.CLASS A LIMITED PARTNER—
AFFOLDER, BRIAN LEEMANAGING PARTNER2170742
BAUMANN, MARK DUANEMANAGING PARTNER5977593
BLOSS, JOHN DAVIDMANAGING PARTNER5423261
CURRIE, JOHN TAYLORMANAGING PARTNER2800397
HART, FRANK GERALDMANAGING PARTNER5666950
HAYHURST, RYAN WARNERPRESIDENT2783567
HILL, RONALD AUSTINMANAGING PARTNER4652327
HUXLEY, CARL WAYNECHIEF EXECUTIVE OFFICER5476871
KINZER, JANTZ HUGHESMANAGING PARTNER2398922
OAKES, JEFFREY ROBERTMANAGING PARTNER4020640
PHILLIPS, KATHRYN ANNEMANAGING PARTNER/CHIEF FINANCIAL OFFICER/CHIEF OPERATIONS OFFICER4707853
STENSETH, PHILIP CLARKMANAGING PARTNER1845025
WRINKLE, MISTY WELLSCHIEF COMPLIANCE OFFICER2752550

Disclosures

Regulatory Event

4

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New York
(1/11/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2020About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Sep 2025About the Series 52TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Mar 1992About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Jul 1991About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Jeff Hammonds Varner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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