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Robert Mark Grinberg

CRD# 2157971·Registered 1991 - 2003
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Mark Grinberg, who also goes by Robert Mark Greenberg, Robert M Grinsery, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1991 - 2003. Robert had worked at 11 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Robert Mark Greenberg, Robert M Grinsery

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

PROGRAM TRADING CORP.·CRD# 36740
BD
Boca Raton, FL
November 6, 1998 - September 12, 2003
REVERE SECURITIES LLC·CRD# 14178
BD
New York, NY
March 19, 1998 - May 18, 1998
COMMONWEALTH ASSOCIATES·CRD# 20833
BD
New York, NY
May 12, 1997 - October 23, 1997
ALDEN CAPITAL MARKETS, INC.·CRD# 25314
BD
New York, NY
January 30, 1997 - May 9, 1997
FIRST METROPOLITAN SECURITIES, INC.·CRD# 7594
BD
New York, NY
December 4, 1995 - December 5, 1996
AMERICORP SECURITIES, INC.·CRD# 30405
BD
New York, NY
August 1, 1995 - November 27, 1995
MEYERS POLLOCK ROBBINS, INC.·CRD# 13436
BD
New York, NY
May 9, 1995 - August 15, 1995
PACIFIC CORTEZ SECURITIES INCORPORATED·CRD# 24341
BD
San Diego, CA
July 20, 1994 - May 9, 1995
TITAN/VALUE EQUITIES GROUP, INC.·CRD# 6359
BD
Irvine, CA
March 30, 1994 - August 8, 1994
BURNETT, GREY & CO., INC.·CRD# 23430
BD
Atlanta, GA
January 25, 1994 - March 15, 1994
COMMONWEALTH ASSOCIATES·CRD# 20833
BD
New York, NY
January 11, 1993 - February 21, 1994
ROBERT TODD FINANCIAL CORP.·CRD# 7423
BD
New York, NY
October 2, 1991 - January 19, 1993

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Current Firm

PT
PROGRAM TRADING CORP.

PROGRAM TRADING CORP.

CRD#: 36740 / SEC#: 8-47439
BD
Terminated by SEC on 11/11/2003

Contact Information

Established

Florida since 09/25/1992

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
AARON INVESTMENT GROUP, INCSHAREHOLDER—
FOX, WILLIAM ARTHURFINOP1838232
GRINBERG, ROBERT MARKDIRECTOR & CEO2157971
PARNAS, LEVDIRECTOR & PRESIDENT2418073
WELLS, DAVID FRANKLINSROP/CROP1879688
WELLS, DAVID FRANKLINAML COMPLIANCE OFFICER1879688
WELLS, DAVID FRANKLINCHIEF COMPLIANCE OFFICER1879688

Disclosures

Regulatory Event

2

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1991About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Oct 1991About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Nov 1998About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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