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Lev Parnas

CRD# 2418073·Registered 1993 - 2009
Barred: Lev Parnas was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Lev Parnas, who also goes by Larry Parnell, was a registered financial advisor. Lev was a previously registered financial professional and started their career in finance 1993 - 2009. Lev had worked at 10 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Larry Parnell

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

BASIS FINANCIAL, LLC·CRD# 43694
BD
N. Miami Beach, FL
August 6, 2009 - November 6, 2009
PROGRAM TRADING CORP.·CRD# 36740
BD
Boca Raton, FL
August 20, 1998 - September 12, 2003
REVERE SECURITIES LLC·CRD# 14178
BD
New York, NY
February 19, 1998 - May 18, 1998
BRAUER & ASSOCIATES, INC.·CRD# 18278
BD
St. Petersburg, FL
March 19, 1997 - February 3, 1998
EURO-ATLANTIC SECURITIES INC.·CRD# 21367
BD
Boca Raton, FL
December 3, 1996 - April 3, 1997
T.L. GROUP, INC.·CRD# 22097
BD
Fort Worth, TX
October 22, 1996 - December 3, 1996
JOSEPH DILLON & COMPANY INC.·CRD# 35220
BD
Great Neck, NY
July 19, 1996 - October 22, 1996
DANALLEN INVESTMENT GROUP INC.·CRD# 38968
BD
Astoria, NY
May 22, 1996 - July 18, 1996
BARRETT DAY SECURITIES, INC.·CRD# 17717
BD
New York, NY
February 17, 1995 - March 10, 1995
BARRETT DAY SECURITIES, INC.·CRD# 17717
BD
New York, NY
January 27, 1994 - July 19, 1994
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC·CRD# 11025
BD
St. Louis, MO
December 6, 1993 - February 4, 1994

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Current Firm

BF
BASIS FINANCIAL, LLC

BASIS FINANCIAL, LLC | OMNI SECURITIES, L.L.C.

CRD#: 43694 / SEC#: 8-50367
BD
Terminated by SEC on 02/14/2013

Contact Information

Established

Texas since 07/15/1997

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
SOUTHEASTERN FINANCIAL HOLDINGSSHAREHOLDER—
KARAPETYAN, ARMENPRESIDENT—

Disclosures

Regulatory Event

3

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1993About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Aug 2009About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Nov 1998About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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