CT
Christopher E. Thomas
TRUIST ADVISORY SERVICES
ROANOKE, VA 24011
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CRD#: 2157799
CT
Professional summary
Christopher Edward Thomas, CFP®, who also goes by Chris Thomas, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Roanoke, Virginia and TRUIST INVESTMENT SERVICES, INC. located in Roanoke, Virginia.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Christopher has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 26 exams.
Question & Answer
What are your service offerings?
Estate Planning
Retirement Planning
Retirement Income Management
Insurance Planning
Comprehensive Financial Planni...
Investment Planning
Life Transitions
Employee and Employer Plan Ben...
Are you a "fiduciary"?
Yes
Aliases
Chris Thomas
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
333 CRAIG AVE POSITION: None NATURE: Single Family Home, Rental Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/1998 ADDRESS: Salem, VA, United States DESCRIPTION: General Property Management 517 CLEVELAND AVE POSITION: None NATURE: Rental Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/03/2012 ADDRESS: Salem, VA, United States DESCRIPTION: General Property Management
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Edward Thomas's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2004
Experience
Current
June 28, 2022 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 10 Franklin Rd Se Fl 2, Roanoke, VA 24011RIA
CRD#: 283390
ROANOKE, VA
Current
June 28, 2022 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 10 Franklin Rd, Se Fl 2 & 5, Roanoke, VA 24011BD
CRD#: 17499
Roanoke, VA
Past
April 5, 2010 - July 6, 2022
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
ROANOKE, VA
Past
April 5, 2010 - July 6, 2022
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ROANOKE, VA
Past
January 4, 2002 - April 5, 2010
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
ROANOKE, VA
Past
May 26, 2000 - April 5, 2010
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
ROANOKE, VA
Past
October 30, 1995 - May 26, 2000
CRESTAR SECURITIES CORPORATION
BD
CRD#: 17464
RICHMOND, VA
Past
May 17, 1993 - September 14, 1995
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
May 17, 1993 - September 14, 1995
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Past
July 7, 1992 - July 30, 1992
KOBER FINANCIAL CORP.
BD
CRD#: 17551
ENGLEWOOD, CO
Past
July 8, 1991 - July 9, 1992
J. W. GANT & ASSOCIATES, INC.
BD
CRD#: 7963
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/18/2023)
RR
Arizona(6/28/2022)
RR
California(6/28/2022)
RR
Colorado(6/28/2022)
RR
Connecticut(6/28/2022)
RR
Delaware(11/9/2022)
RR
District of Columbia(6/28/2022)
RR
Florida(6/28/2022)
RR
Georgia(6/28/2022)
RR
Hawaii(3/29/2023)
RR
Idaho(5/28/2025)
RR
Illinois(6/28/2022)
RR
Indiana(10/27/2022)
RR
Iowa(11/18/2024)
RR
Kansas(11/18/2024)
RR
Kentucky(1/18/2023)
RR
Louisiana(6/28/2022)
RR
Maine(11/18/2024)
RR
Maryland(6/28/2022)
RR
Massachusetts(11/18/2024)
RR
Michigan(3/1/2024)
RR
Minnesota(11/18/2024)
RR
Mississippi(1/17/2023)
RR
Montana(7/14/2022)
RR
Nevada(3/10/2023)
RR
New Hampshire(7/1/2025)
RR
New Jersey(6/28/2022)
RR
New Mexico(11/18/2024)
RR
New York(6/28/2022)
RR
North Carolina(6/28/2022)
RR
Ohio(6/28/2022)
RR
Oregon(1/18/2023)
RR
Pennsylvania(6/28/2022)
RR
South Carolina(6/28/2022)
RR
South Dakota(6/28/2022)
RR
Tennessee(6/28/2022)
RR
Texas(10/27/2022)
IAR
Texas(2/3/2023)
RR
Virginia(6/28/2022)
IAR
Virginia(6/28/2022)
RR
Washington(7/14/2022)
RR
West Virginia(6/28/2022)
RR
Wisconsin(1/30/2025)
RR
Wyoming(6/28/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Roanoke, VA 24011TRUST BUT VERIFY
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Contact information
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