Gary Colin Lilley
Professional Summary
Gary Colin Lilley was a registered financial advisor. Gary was a previously registered financial professional and started their career in finance 1991 - 2024. Gary had worked at 8 firms and has passed the Series 63, Series 99TO, SIE, Series 79, Series 7, Series 17, Series 10, Series 9 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
35 years in the financial services industry
Current & Past Employments
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Current Firm
DEXIA SECURITIES U.S.A. INC. | VAN LANSCHOT KEMPEN (USA) INC. | KEMPEN & CO U.S.A., INC.
Contact Information
Main Address
880 Third Avenue 17th Floor, New York, NY 10022Mailing Address
880 Third Avenue 17th Floor, New York, NY 10022Phone Number
(212) 376-0130Established
Delaware since 05/08/1995Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (3 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Apr 2018About the Series 79 examSeries 17 — Limited Registered Representative Examination
Passed Aug 1991Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Feb 2004About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Feb 2004About the Series 9 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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