Matthew B. Sindell
Professional summary
Matthew Brian Sindell is a registered financial professional currently at TOURMALINE PARTNERS, LLC located in Stamford, Connecticut.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 1994. Matthew has worked at 6 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew Brian Sindell's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 10, 2020 - Present
TOURMALINE PARTNERS, LLC
Office #1: 680 Washington Blvd. 10th Floor, Stamford, CT 06901March 21, 2007 - January 27, 2020
SUSQUEHANNA FINANCIAL GROUP, LLLP
March 12, 2004 - March 20, 2007
CATHAY FINANCIAL INC
March 11, 2003 - March 12, 2004
SCHONFELD SECURITIES, LLC
September 12, 1995 - March 5, 2003
LADENBURG THALMANN & CO. INC.
March 23, 1994 - September 7, 1995
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/10/2020)
(2/10/2020)
(2/10/2020)
(8/10/2020)
(2/10/2020)
(2/10/2020)
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(2/10/2020)
Exams
Series 55
Date: 4/10/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
TOURMALINE PARTNERS, LLC
CRD#: 154492 / SEC#: , 8-68644
Contact information
FINRA licenses (33 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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