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JL

James Lynch

LYNCH INVESTMENT PLANNING
NEWTOWN SQUARE, PA 19073
Some features on this profile are disabled
CRD#: 2156442
JL

Professional summary

James Lynch is a registered financial advisor currently at LYNCH INVESTMENT PLANNING, LLC located in Newtown Square, Pennsylvania.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. James has worked at 1 firm and has passed the Series 65 and Series 2 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Lynch's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 28, 2021 - Present

LYNCH INVESTMENT PLANNING, LLC

Office #1: 2 Campus Boulevard Suite 106, Newtown Square, PA 19073
RIA
CRD#: 115956
NEWTOWN SQUARE, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New Jersey
(4/28/2021)
IAR
Pennsylvania
(4/30/2021)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/19/1991
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 2
Date: 6/17/1991
Non-Member General Securities Examination

Current Firm

LI
LYNCH INVESTMENT PLANNING, LLC
JAMES F. LYNCH DBA LYNCH INVESTMENT PLANNING | LYNCH INVESTMENT PLANNING, LLC | LYNCH INVESTMENT PLANNING | JAMES FRANCIS LYNCH

CRD#: 115956 / SEC#:

New Jersey
Registered Investment Advisory firm - (4/28/2021 Approved)
Pennsylvania
Registered Investment Advisory firm - (12/3/2001 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
2 Campus Boulevard Suite 106, Newtown Square, PA 19073
Mailing Address
Phone number
(484) 472-8956
Established
Firm type
Fiscal year end
# of Employees
3

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts410
AUM (Assets Under Management)$ 143,250,844

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LYNCH INVESTMENT PLANNING, LLC

CRD#: 115956Newtown Square, PA 19073

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