Christopher A. Clark

KESTRA ADVISORY SERVICES

Lincolnshire, IL 60069

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CRD#: 2155762

Professional summary

Christopher Allan Clark is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Lincolnshire, Illinois and KESTRA INVESTMENT SERVICES, LLC located in Lakeway, Texas.

Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Christopher has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 9, Series 10 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Business Name: C.A. CLARK WEALTH MANAGEMENT POSITION: President NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/18/2023 ADDRESS: One Overlook Point Suite 141, Lincolnshire IL 60069 DESCRIPTION: Manage client investment accounts through Kestra Financial. Business Name: C.A. CLARK WEALTH MANAGEMENT POSITION: President NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/18/2023 ADDRESS: One Overlook Point Suite 141, Lincolnshire IL 60069 DESCRIPTION: Manage investment accounts with investment advisory services through Kestra Advisory services.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Allan Clark's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 16, 2023 - Present

KESTRA ADVISORY SERVICES, LLC

Office #1: 1 Overlook Point #141, Lincolnshire, IL 60069Office #3: 1150 Lakeway Dr, Lakeway, TX 78734

RIA

CRD#: 283330

Lincolnshire, IL

Current

October 16, 2023 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 1010 Ranch Rd S 620 Suite 225, Lakeway, TX 78734Office #2: 1overlook Point #141, Lincolnshire, IL 60069

CRD#: 42046

Lakeway, TX

Past

February 16, 2012 - October 19, 2023

LPL FINANCIAL LLC

RIA

CRD#: 6413

LINCOLNSHIRE, IL

Past

February 16, 2012 - October 19, 2023

LPL FINANCIAL LLC

CRD#: 6413

LINCOLNSHIRE, IL

Past

March 8, 2004 - February 21, 2012

OPPENHEIMER & CO. INC.

RIA

CRD#: 249

CHICAGO, IL

Past

March 8, 2004 - February 21, 2012

OPPENHEIMER & CO. INC.

CRD#: 249

CHICAGO, IL

Past

September 15, 2003 - March 15, 2004

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

CHICAGO, IL

Past

June 17, 1999 - March 15, 2004

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

November 15, 1995 - July 7, 1999

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

December 2, 1994 - November 6, 1995

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

July 29, 1993 - December 15, 1994

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

December 2, 1992 - July 14, 1993

EMANUEL AND COMPANY

CRD#: 7309

NEW YORK, NY

Past

January 7, 1992 - November 9, 1992

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(10/16/2023)

Florida
(9/3/2025)

Georgia
(10/16/2023)

Illinois
(10/16/2023)

IAR

Illinois
(10/16/2023)

Iowa
(10/16/2023)

Massachusetts
(1/8/2025)

Michigan
(10/16/2023)

Ohio
(10/16/2023)

Oregon
(10/16/2023)

Texas
(10/16/2023)

IAR

Texas
(10/16/2023)

Wisconsin
(9/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/30/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/18/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/31/1991

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 1/2/2023

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 1/2/2023

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 8

Date: 9/25/1998

General Securities Sales Supervisor Examination (Options Module & General Module)

SRO Registrations

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

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Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (10/21/2025)

Regulatory assets under management

Total Number of Accounts	155,482
AUM (Assets Under Management)	$ 60,174,309,829

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Christopher A. Clark

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Allan Clark's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

WELLS FARGO CLEARING SERVICES, LLC

CITIGROUP GLOBAL MARKETS INC.

PRUDENTIAL EQUITY GROUP, LLC

EMANUEL AND COMPANY

CIBC WORLD MARKETS CORP.

Primary Firm SEC Registration

KESTRA ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/30/2003

Series 63

Date: 5/18/1992

SIE

Date: 10/1/2018

Series 7

Date: 12/31/1991

Series 9

Date: 1/2/2023

Series 10

Date: 1/2/2023

Series 8

Date: 9/25/1998

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KESTRA ADVISORY SERVICES, LLC

TRUST BUT VERIFY

Contact information

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