Michael E Block
Professional Summary
Michael E Block is a registered financial advisor currently at THIRD SEVEN CAPITAL LLC located in Greenwich, Connecticut. Michael is registered as a RR (Registered Representative) and started their career in finance in 1997. Michael has worked at 6 firms and has passed the Series 63, Series 57TO, Series 79TO, SIE, Series 55, Series 87, Series 86, Series 7, Series 3 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
THIRD SEVEN CAPITAL ADVISORS | THIRD SEVEN CAPITAL, LLC | THIRD SEVEN CAPITAL LLC
Contact Information
Main Address
67 Holly Hill Lane Suite 8500, New York, NY 10022Mailing Address
67 Holly Hill Lane Suite 300c, Greenwich, CT 06830Phone Number
(917) 602-6153Established
Delaware since 07/06/2011Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/6/2023)
(6/13/2018)
(3/6/2023)
(6/13/2018)
(3/6/2023)
(6/13/2018)
(6/13/2018)
(3/6/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jul 2021About the Series 79TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Apr 2011Series 87 — Research Analyst Exam - Part II Regulations Module
Passed Apr 2010About the Series 87 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Michael E Block's CRS (Customer Relationship Summary).
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