SL
Stephen S. Lee
LOGAN CAPITAL MANAGEMENT
Newtown Square, PA 19073
Some features on this profile are disabled
CRD#: 2154460
SL
Professional summary
Stephen Subers Lee is a registered financial advisor currently at LOGAN CAPITAL MANAGEMENT, INC. located in Newtown Square, Pennsylvania.
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Stephen has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) LOGAN CAPITAL MANAGEMENT, INC.; AREMORE, PA; RIA; MANAGING DIRECTOR, CFO; PORTFOLIO MANAGER AND MEMBER OF SENIOR MANAGEMENT TEAM (2) NATIONAL INSURANCE; INVESTMENT RELATED; FIXED LIFE / FIXED ANNUITIES; TINTON FALLS, NJ; INSURANCE AGENT; ZERO DURING TRADING HOURS; JUNE 2011; INSURANCE RELATED PRODUCTS.(3)LOGAN CAPITAL LARGE CAP GROWTH FUND.INVESTMENT RELATED.615 EAST MICHIGAN ST. MILWAUKEE, WI . REGISTERED INVESTMENT COMPANY. PORTFOLIO MGR & SPONSOR. START 6/2012.TIME DEVOTED 2.5 HRS/MTH.MEMBER OF THE INVESTMENT TEAM THAT MANAGES STRATEGY. COMMITTEE.
4)THE PHILADELPHIA CHARITY BALL, NON INVESTMENT RELATED,214 MARKET ST. PHILADELPHIA,PA 19106,TO RAISE FUNDS FOR NON-PROFIT ORGANIZATION,TREASURER, START DATE 2010, 2 HOURS/MONTH, NONE DURING TRADING HOURS,MANAGE CHECKBOOKS,FINANCIAL.
7)LOGAN CAPITAL LONG/SHORT FUND, INVESTMENT RELATED.615 EAST MICHIGAN ST. MILWAUKEE, WI . REGISTERED INVESTMENT COMPANY. PORTFOLIO MGR & SPONSOR. START 9/2012.TIME DEVOTED 2.5 HRS/MTH.MEMBER OF THE INVESTMENT TEAM THAT MANAGES STRATEGY.
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Subers Lee's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 10, 1994 - Present
LOGAN CAPITAL MANAGEMENT, INC.
Office #1: 3843 West Chester Pike, Suite 150, Newtown Square, PA 19073RIA
CRD#: 108893
Newtown Square, PA
Past
December 17, 2012 - October 2, 2017
NATIONAL SECURITIES CORPORATION
BD
CRD#: 7569
ARDMORE, PA
Past
January 1, 2002 - December 17, 2012
VFINANCE INVESTMENTS, INC
BD
CRD#: 44962
ARDMORE, PA
Past
February 14, 1995 - January 1, 2002
FIRST COLONIAL SECURITIES
BD
CRD#: 25121
BOCA RATON, FL
Past
January 1, 1993 - February 9, 1995
MERCER SECURITIES, LTD.
BD
CRD#: 30903
Past
August 12, 1991 - May 7, 1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LC
LOGAN CAPITAL MANAGEMENT, INC.
LOGAN CAPITAL | LOGAN CAPITAL MANAGEMENT, INC. | LOGAN CAPITAL MANAGEMENT INC
CRD#: 108893 / SEC#: 801-45536
RIA
Registered Investment Advisory firm - (1/4/1994 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(2/10/1994)
IAR
Texas(6/9/1997)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
LC
LOGAN CAPITAL MANAGEMENT, INC.
LOGAN CAPITAL | LOGAN CAPITAL MANAGEMENT, INC. | LOGAN CAPITAL MANAGEMENT INC
CRD#: 108893 / SEC#: 801-45536
RIA
Registered Investment Advisory firm - (1/4/1994 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
3817 West Chester Pike, Newtown Square, PA 19073
Mailing Address
Phone number
(215) 569-1100
Established
Firm type
Fiscal year end
# of Employees
34
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,703 |
| AUM (Assets Under Management) | $ 2,730,663,627 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
