Cornelius P. Mccarthy
Professional summary
Cornelius Patrick Mccarthy III, who also goes by Neal Mccarthy, is a registered financial professional currently at FAIRMOUNT PARTNERS LP located in Radnor, Pennsylvania.
Cornelius is registered as a RR (Registered Representative) and started their career in finance in 1996. Cornelius has worked at 4 firms and has passed the Series 63, Series 7TO, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Cornelius Patrick Mccarthy III's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 17, 2008 - Present
FAIRMOUNT PARTNERS LP
Office #1: 555 East Lancaster Avenue Suite 640, Radnor, PA 19087Office #2: 555 East Lancaster Avenue, Suite 640, Radnor, PA 19087January 27, 2006 - July 11, 2008
THE KEYSTONE EQUITIES GROUP, L.P.
December 9, 1998 - November 13, 2003
INVESTEC INC.
November 8, 1996 - December 9, 1996
LAIDLAW GLOBAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/14/2020)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
FAIRMOUNT PARTNERS LP
CRD#: 146668 / SEC#: , 8-67839
Contact information
FINRA licenses (3 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MCCARTHY, CORNELIUS PATRICK III | CHIEF EXECUTIVE OFFICER | 2153332 |
| THATCHER, RICHARD W JR | MANAGING DIRECTOR | |
| ROBINS, CHARLES MATTHEW | MANAGING DIRECTOR | 2444830 |
| FAIRMOUNT PARTNERS GP INC. | GP | |
| HALLIDAY, CHRISTINA MARIE | VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2769112 |
| SIMON, LINDA DAHMS MRS | CHIEF COMPLIANCE OFFICER | 59900 |
Red Flags
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