Jochen G. Ammer

BAADER HELVEA

New York, NY 10170

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CRD#: 2151302

Professional summary

Jochen Guenther Volker Ammer is a registered financial professional currently at BAADER HELVEA INC. located in New York, New York.

Jochen is registered as a RR (Registered Representative) and started their career in finance in 1992. Jochen has worked at 2 firms and has passed the Series 63, Series 79TO, Series 7TO, SIE, Series 7, Series 3 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jochen Guenther Volker Ammer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 15, 2020 - Present

BAADER HELVEA INC.

Office #1: 420 Lexington Avenue Suite 804, New York, NY 10170Office #2: 420 Lexington Avenue Suite 804, New York, NY 10170

CRD#: 132007

New York, NY

Past

June 2, 1992 - July 22, 2005

HORNBLOWER FISCHER & CO.

CRD#: 10885

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Montana
(3/6/2025)

New York
(6/10/2021)

Exams

State Security Law Exam

Series 63

Date: 6/10/2021

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 9/30/2022

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7TO

Date: 12/15/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/27/2020

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/16/1992

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 8/17/1991

National Commodity Futures Examination

Principal/Supervisory Exam

Series 24

Date: 3/24/2021

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

BAADER HELVEA INC.

BAADER HELVEA INC. | HELVEA INC.

CRD#: 132007 / SEC#: , 8-66540

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

420 Lexington Avenue Suite 804, New York, NY 10170

Mailing Address

420 Lexington Avenue Suite 804, New York, NY 10170

Phone number

(212) 935-5150

Established

Delaware since 01/07/2004

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (39 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
BAADER HELVEA AG	DIRECT OWNER
AMMER, JOCHEN GUENTHER VOLKER	DIRECTOR	2151302
AMMER, JOCHEN GUENTHER VOLKER	PRESIDENT/CCO	2151302
BENDER, STEVEN CHRISTOPHER	PFO, POO	2650187
BENDER, STEVEN CHRISTOPHER	FINOP	2650187
DEANE, MORGAN ESQ	SECRETARY	6116799
DEANE, MORGAN ESQ	DIRECTOR	6116799
HAUSER, TIMON GERHARD	DIRECTOR	7901577
NIEDERMAYER, SEBASTIAN JOSEF	DIRECTOR	5225454
RIEDEL, OLIVER	DIRECTOR	4680070

Red Flags

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Firm Stability Insights

Jochen G. Ammer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jochen Guenther Volker Ammer's CRS (Customer Relationship Summary).

Certified licenses

Experience

HORNBLOWER FISCHER & CO.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/10/2021

Series 79TO

Date: 9/30/2022

Series 7TO

Date: 12/15/2020

SIE

Date: 8/27/2020

Series 7

Date: 5/16/1992

Series 3

Date: 8/17/1991

Series 24

Date: 3/24/2021

FINRA

Current Firm

BAADER HELVEA INC.

Contact information

FINRA licenses (39 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

BAADER HELVEA INC.

TRUST BUT VERIFY

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