MS
Michael D. Sarver
HORNOR, TOWNSEND & KENT
Akron, OH 44333
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CRD#: 2150374
MS
Professional summary
Michael David Sarver, who also goes by Michael D Sarver, Mike Sarver, is a registered financial professional currently at HORNOR, TOWNSEND & KENT, LLC located in Akron, Ohio.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1991. Michael has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Michael D Sarver | Mike Sarver
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Michael David Sarver's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 6, 1999 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 130 Springside Dr Suite 100, Akron, OH 44333Office #2: 25201 Chagrin Blvd Suite 370, Beachwood, OH 44122Office #3: 1900 Polaris Parkway #450, Columbus, OH 43240Office #4: 381 Mansfield Av, Ste 400, Pittsburgh, PA 15220RIA
BD
CRD#: 4031
Akron, OH
Past
January 14, 2003 - December 7, 2005
HORNOR, TOWNSEND & KENT, LLC
RIA
CRD#: 4031
LOVELAND, OH
Past
January 2, 1998 - October 5, 1999
CADARET, GRANT & CO., INC.
BD
CRD#: 10641
SYRACUSE, NY
Past
June 7, 1996 - January 2, 1998
PINEBRIDGE SECURITIES LLC
BD
CRD#: 5967
NEW YORK, NY
Past
September 17, 1991 - June 7, 1996
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
Past
September 17, 1991 - September 17, 1996
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
BD
CRD#: 5181
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/4/2025)
RR
Alaska(9/4/2025)
RR
Arizona(12/6/2000)
RR
Arkansas(9/4/2025)
RR
California(2/2/2010)
RR
Colorado(9/4/2025)
RR
Connecticut(9/4/2025)
RR
Delaware(9/4/2025)
RR
District of Columbia(9/4/2025)
RR
Florida(5/3/2000)
RR
Georgia(5/11/2011)
RR
Hawaii(4/29/2016)
RR
Idaho(10/4/2007)
RR
Illinois(9/8/2021)
RR
Indiana(10/23/2013)
RR
Iowa(9/4/2025)
RR
Kansas(10/26/2009)
RR
Kentucky(9/4/2025)
RR
Louisiana(9/4/2025)
RR
Maine(12/19/2023)
RR
Maryland(9/4/2025)
RR
Massachusetts(9/4/2025)
RR
Michigan(12/6/2000)
RR
Minnesota(9/4/2025)
RR
Mississippi(9/4/2025)
RR
Missouri(5/30/2018)
RR
Montana(9/4/2025)
RR
Nebraska(9/4/2025)
RR
Nevada(9/4/2025)
RR
New Hampshire(9/4/2025)
RR
New Jersey(9/4/2025)
RR
New Mexico(9/4/2025)
RR
New York(9/4/2025)
RR
North Carolina(1/12/2001)
RR
North Dakota(9/4/2025)
RR
Ohio(10/6/1999)
RR
Oklahoma(9/4/2025)
RR
Oregon(4/23/2024)
RR
Pennsylvania(1/13/2003)
RR
Rhode Island(3/26/2024)
RR
South Carolina(9/14/2004)
RR
South Dakota(9/4/2025)
RR
Tennessee(9/4/2025)
RR
Texas(10/7/2013)
RR
Utah(9/4/2025)
RR
Vermont(9/4/2025)
RR
Virginia(4/25/2003)
RR
Washington(10/1/2002)
RR
West Virginia(4/18/2016)
RR
Wisconsin(9/4/2025)
RR
Wyoming(9/4/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031Akron, OH 44333TRUST BUT VERIFY
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