Thomas J. Boczar

AXCELUS FINANCIAL DISTRIBUTION COMPANY

PHILADELPHIA, PA 19103

Some features on this profile are disabled

CRD#: 2148091

Professional summary

Thomas John Boczar, CPWA® is a registered financial professional currently at AXCELUS FINANCIAL DISTRIBUTION COMPANY located in Philadelphia, Pennsylvania.

Thomas is registered as a RR (Registered Representative) and started their career in finance in 1991. Thomas has worked at 6 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 24 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Thomas John Boczar's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CPWA^®

Certified Private Wealth Advisor

Start date: 2009-07-29

Expire date: 2023-09-30

Experience

Current

September 26, 2018 - Present

AXCELUS FINANCIAL DISTRIBUTION COMPANY

Office #1: 1650 Market Street 8th Floor, Philadelphia, PA 19103

CRD#: 38383

PHILADELPHIA, PA

Past

May 9, 2008 - January 30, 2018

INTELLIGENT EDGE SECURITIES, LLC

CRD#: 129821

NEW YORK, NY

Past

April 21, 1995 - May 8, 2008

TWENTY-FIRST SECURITIES CORPORATION

CRD#: 14461

NEW YORK, NY

Past

October 12, 1994 - March 30, 1995

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

May 11, 1993 - September 28, 1994

CAPITAL LINKS, INC.

CRD#: 31031

Past

June 17, 1991 - June 26, 1992

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(9/26/2018)

Pennsylvania
(9/26/2018)

Exams

State Security Law Exam

Series 63

Date: 6/24/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 7/22/1991

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 6/12/1991

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/27/2008

General Securities Principal Examination

Principal/Supervisory Exam

Series 53

Date: 3/17/1993

Municipal Securities Principal Examination

SRO Registrations

FINRA

Current Firm

AXCELUS FINANCIAL DISTRIBUTION COMPANY

AXCELUS FINANCIAL DISTRIBUTION COMPANY | PHOENIX EQUITY PLANNING CORPORATION | PHILADELPHIA FINANCIAL DISTRIBUTION COMPANY | PFG DISTRIBUTION COMPANY | LOMBARD INTERNATIONAL DISTRIBUTION COMPANY

CRD#: 38383 / SEC#: , 8-48416

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1650 Market Street 8th Floor, Philadelphia, PA 19103

Mailing Address

1650 Market Street 8th Floor, Philadelphia, PA 19103

Phone number

(484) 530-4800

Established

Delaware since 01/26/1995

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (49 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
APPS BD, LLC	SHAREHOLDER
BONNER, JOHN FRANCIS	DIRECTOR, VICE PRESIDENT, CONTROLLER, CHIEF FINANCIAL OFFICER, TREASURER, AND SECRETARY	7983498
FISCHER, JOHN THOMAS	DIRECTOR	1191103
KLEIN, VIRGINIA ANN	DIRECTOR	2985970
SODERBERG, ALISON NICOLE	PRESIDENT & CHIEF COMPLIANCE OFFICER	6824140

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Paul Mullen

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

Horsham, PA

Boris Niko

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Feasterville, PA

Dustin Willing

KESTRA ADVISORY SERVICES, LLC

IAR

Wayne, PA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Thomas J. Boczar

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Thomas John Boczar's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTELLIGENT EDGE SECURITIES, LLC

TWENTY-FIRST SECURITIES CORPORATION

J.P. MORGAN SECURITIES LLC

CAPITAL LINKS, INC.

CIBC WORLD MARKETS CORP.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/24/1991

SIE

Date: 10/1/2018

Series 3

Date: 7/22/1991

Series 7

Date: 6/12/1991

Series 24

Date: 5/27/2008

Series 53

Date: 3/17/1993

FINRA

Current Firm

AXCELUS FINANCIAL DISTRIBUTION COMPANY

Contact information

FINRA licenses (49 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

AXCELUS FINANCIAL DISTRIBUTION COMPANY

TRUST BUT VERIFY

Similar Advisors