AB
Anthony R. Bartlett
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Westford, MA 01886
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CRD#: 2146228
AB
Professional summary
Anthony Randall Bartlett, ChFC®, who also goes by Tony Bartlett, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Westford, Massachusetts and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Westford, Massachusetts.
Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Anthony has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tony Bartlett
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ANTHONY BARTLETT, ONE WEST BOLYSTON STREET, STE 104, WORCESTER, MA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 01/01/17, NIR, 15 HR/MOL- 1/TRADING HR. 2) Strategic Practice Management; 273 Olivia Drive, Northbridge, MA 1/1/15 as owner. Devotes 10HR/MO, none during trading; Non-investment related. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL, 20/WK 20/TRADING. 01/2018 4) LIBRE ADVISOR NETWORK, ONE WEST BOYLSTON STREET SUITE 202 WORCESTER MA 01605, 08/2023, Owner, NIR, 10 HR/MO 10 HR/MO TRADING 5) BARTLETT WEALTH MANAGEMENT, ONE WEST BOYLSTON ST STE 202 WORCESTER MA 01605, 08/2023, OWNER, USING A DBA, INV REL, 160 HR/MO 160 HR TRADING 6) LIBRE ADVISOR NETWORK, One West Bolyston Street, Suite 202, Wocester MA 01605, United States, 07/07/2025, Founder, DBA Name, NIR, 160 HR/MO 160 HR TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Anthony Randall Bartlett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 3, 2018 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 190 Littleton Road, Westford, MA 01886Office #2: One West Boylston Street Suite 202, Worcester, MA 01605Office #3: 1275 Wampanoag Trail Ste. 8a, Riverside, RI 02915RIA
CRD#: 134139
Westford, MA
Current
November 10, 2017 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 190 Littleton Road, Westford, MA 01886Office #2: One West Boylston Street Suite 202, Worcester, MA 01605Office #3: 1275 Wampanoag Trail, East Providence,, RI 02915BD
CRD#: 39543
Westford, MA
Past
March 25, 2017 - November 15, 2017
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
Worcester, MA
Past
March 25, 2017 - November 15, 2017
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
Worcester, MA
Past
April 6, 2016 - November 16, 2017
MARINER
RIA
CRD#: 151664
Worcester, MA
Past
January 2, 2015 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
WORCESTER, MA
Past
January 2, 2015 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
WORCESTER, MA
Past
February 5, 2004 - January 2, 2015
NEW ENGLAND SECURITIES
RIA
CRD#: 615
WORCESTER, MA
Past
December 19, 2003 - January 2, 2015
NEW ENGLAND SECURITIES
BD
CRD#: 615
WORCESTER, MA
Past
February 21, 2001 - December 19, 2003
VERAVEST INVESTMENT ADVISORS, INC.
RIA
CRD#: 105796
EAST PROVIDENCE, RI
Past
November 12, 1996 - December 19, 2003
VERAVEST INVESTMENTS, INC.
BD
CRD#: 3960
WORCESTER, MA
Past
July 11, 1995 - October 25, 1996
LINCOLN FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 145
RADNOR, PA
Past
February 19, 1992 - July 13, 1995
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Past
August 13, 1991 - February 19, 1992
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
ST. PAUL, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(6/12/2025)
RR
Arizona(2/5/2021)
RR
California(1/2/2020)
RR
Colorado(2/19/2021)
RR
Connecticut(11/10/2017)
RR
Delaware(1/3/2022)
RR
District of Columbia(8/25/2025)
RR
Florida(12/20/2017)
RR
Georgia(6/17/2019)
RR
Hawaii(6/12/2025)
RR
Idaho(8/25/2025)
RR
Illinois(1/5/2022)
RR
Indiana(8/25/2025)
RR
Louisiana(8/25/2025)
RR
Maine(12/21/2017)
RR
Maryland(12/1/2017)
IAR
Massachusetts(1/3/2018)
RR
Massachusetts(1/5/2018)
RR
Minnesota(1/23/2024)
RR
Missouri(6/12/2025)
RR
Nevada(8/13/2019)
RR
New Hampshire(1/8/2018)
RR
New Jersey(2/16/2022)
RR
New York(11/10/2017)
RR
North Carolina(1/24/2018)
RR
Ohio(8/28/2025)
RR
Oregon(8/1/2024)
RR
Pennsylvania(5/14/2019)
RR
Puerto Rico(1/2/2020)
RR
Rhode Island(11/10/2017)
IAR
Rhode Island(8/17/2022)
RR
South Carolina(11/10/2017)
RR
Texas(8/13/2019)
IAR
Texas(8/13/2019)
RR
Vermont(3/2/2021)
RR
Virginia(11/10/2017)
RR
Washington(1/2/2024)
RR
Wisconsin(8/19/2024)
RR
Wyoming(1/2/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Westford, MA 01886TRUST BUT VERIFY
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