Elizabeth A. Mcelravey

CLG LLC

Torrance, CA 90503

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CRD#: 2144324

Professional summary

Elizabeth Anne Mcelravey, CFP®, who also goes by Elizabeth A Mcelravey, is a registered financial advisor currently at CLG LLC located in Torrance, California and PURSHE KAPLAN STERLING INVESTMENTS located in Torrance, California.

Elizabeth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Elizabeth has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Elizabeth A Mcelravey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CLG LLC DBA MORAN, HEISING, & MCELRAVEY, LLC. INVESTMENT RELATED. AT THE REGISTERED LOCATION. RIA. INVESTMENT ADVISORY REPRESENTATIVE. 2002.160.65. INVESTMENT ADVISORY REPRESENTATIVE, MCELRAVEY FINANCIAL PLANNING. NOT INVESTMENT RELATED. AT THE REGISTERED LOCATION.EXPENSE MANAGEMENT. 4/2023. OWNER.40. 40. S CORP CREATED TO MANAGE TAX AND ADMINISTRATIVE ISSUES. FIXED INSURANCE. INVESTMENT RELATED. AT THE REGISTERED LOCATION. FIXED/ TRADITIONAL INSURANCE. AGENT. 01/2024. 10.10. SALES OF FIXED/TRADITIONAL INSURANCE PRODUCTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elizabeth Anne Mcelravey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2004

Experience

Current

July 26, 2023 - Present

CLG LLC

Office #1: 21250 Hawthorne Blvd. Suite 560, Torrance, CA 90503

RIA

CRD#: 282605

Torrance, CA

Current

January 2, 2024 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 21250 Hawthorne Blvd Suite 560, Torrance, CA 90503

CRD#: 35747

Torrance, CA

Past

June 29, 2023 - December 31, 2023

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

TORRANCE, CA

Past

January 21, 2003 - June 29, 2023

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

TORRANCE, CA

Past

October 10, 2002 - December 31, 2023

CETERA WEALTH SERVICES, LLC

CRD#: 13572

TORRANCE, CA

Past

May 21, 2002 - July 30, 2002

VFINANCE INVESTMENTS, INC

CRD#: 44962

BOCA RATON, FL

Past

January 9, 1995 - August 11, 2000

ROTH CAPITAL PARTNERS, LLC

CRD#: 15407

NEWPORT BEACH, CA

Past

May 31, 1991 - November 23, 1994

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CLG LLC

CRD#: 282605 / SEC#: 801-108414

RIA

Registered Investment Advisory firm - (9/29/2016 Approved)

California

Registered Investment Advisory firm - (4/18/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(1/2/2024)

IAR

California
(7/26/2023)

California
(1/2/2024)

Maryland
(1/2/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/4/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/1/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/29/1991

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CLG LLC

CRD#: 282605 / SEC#: 801-108414

RIA

Registered Investment Advisory firm - (9/29/2016 Approved)

California

Registered Investment Advisory firm - (4/18/2018 Terminated)

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Contact information

Main Address

4821 E 2nd Street, Long Beach, CA 90803

Mailing Address

Phone number

(310) 329-5150

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - FIRM BROCHURE (2/19/2025)

Regulatory assets under management

Total Number of Accounts	2,539
AUM (Assets Under Management)	$ 953,822,025

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Elizabeth A. Mcelravey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elizabeth Anne Mcelravey's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

CETERA INVESTMENT ADVISERS LLC

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

VFINANCE INVESTMENTS, INC

ROTH CAPITAL PARTNERS, LLC

KIDDER, PEABODY & CO. INCORPORATED

Primary Firm SEC Registration

CLG LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/4/2002

Series 63

Date: 7/1/1991

SIE

Date: 10/1/2018

Series 7

Date: 5/29/1991

FINRA

Current Firm

CLG LLC

Contact information

SEC notice filing (23 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CLG LLC

TRUST BUT VERIFY

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