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Ying Cui

AC SUNSHINE SECURITIES
Orlando, FL
·CRD# 2134588·35 years experience

Professional Summary

Ying Cui is a registered financial advisor currently at AC SUNSHINE SECURITIES LLC located in Orlando, Florida. Ying is registered as a RR (Registered Representative) and started their career in finance in 1991. Ying has worked at 4 firms and has passed the Series 63, Series 57TO, Series 99TO, Series 82TO, Series 52TO, Series 79TO, SIE, Series 55, Series 7, Series 14, Series 4, Series 53, Series 27 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

AC SUNSHINE SECURITIES LLC·CRD# 317903
BD
1. 200 E. Robinson Street Suite 295, Orlando, FL 328012. 200 E. Robinson Street Suite 295, Orlando, FL 32801
September 19, 2022 - Present
UNIVEST SECURITIES, LLC·CRD# 36105
BD
Orlando, FL
June 14, 1994 - August 30, 2024
COLONIAL SECURITIES, INC.·CRD# 3013
BD
New York, NY
April 20, 1992 - May 20, 1994
MML INVESTORS SERVICES, LLC·CRD# 10409
BD
Springfield, MA
June 25, 1991 - March 10, 1992

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Current Firm

AS
AC SUNSHINE SECURITIES LLC

AC SUNSHINE SECURITIES LLC

CRD#: 317903 / SEC#: 8-70837
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

200 E. Robinson Street Suite 295, Orlando, FL 32801

Mailing Address

200 E. Robinson Street Suite 295, Orlando, FL 32801

Phone Number

(689) 689-9686

Established

Florida since 06/16/2021

Firm Type

Limited Liability Company

Fiscal Year End

June

Firm Size

Small

FINRA licenses (11 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
AC SUNSHINE MANAGEMENT LLCOWNER—
CUI, YINGPRESIDENT, CEO, CFO2134588
LI, HUACCO3251534

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(2/27/2023)
RR
Colorado
(12/6/2023)
RR
Delaware
(9/27/2023)
RR
Florida
(9/28/2022)
RR
Massachusetts
(6/5/2023)
RR
New Jersey
(8/26/2026)
RR
New York
(10/23/2022)
RR
Texas
(3/30/2023)
RR
Virginia
(1/16/2026)
RR
Washington
(10/20/2022)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1991About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 82TO — Limited Representative-Private Securities Offerings

Passed Jan 2023About the Series 82TO exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jun 2019About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Mar 2015

Series 7 — General Securities Representative Examination

Passed Apr 1991About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 4 — Registered Options Principal Examination

Passed Jul 2021About the Series 4 exam

Series 53 — Municipal Securities Principal Examination

Passed Mar 2003About the Series 53 exam

Series 27 — Financial and Operations Principal Examination

Passed Apr 1994About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Mar 1994About the Series 24 exam
FINRA
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Ying Cui's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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