Andrew E. Samalin

SAMALIN WEALTH

Chappaqua, NY 10514

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CRD#: 2133744

Professional summary

Andrew Evan Samalin, CFP® is a registered financial advisor currently at SAMALIN WEALTH located in Chappaqua, New York.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Andrew has worked at 8 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) PRESIDENT-SAMALIN INVESTMENT COUNSEL, LLC, INVESTMENT RELATED, 297 KING STREET, CHAPPAQUA, NY 10514, START 4/2007. 2) MORTGAGE BROKERAGE, INVESTMENT RELATED, 297 KING ST, CHAPPAQUA, NY 10514, MORTGAGE BROKERAGE 5 HRS/MO, HELPING CLIENTS REFI EXISTING MORTGAGES AND INITIATE NEW MORTGAGES. 3) SAMALIN DIVORCE FINANCE, 297 KING STREET, CHAPPAQUA, NY 10514, START DATE 9/2009, 20 HOURS/MO.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Evan Samalin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

April 5, 2007 - Present

SAMALIN WEALTH

Office #1: 297 King Street, Chappaqua, NY 10514

RIA

CRD#: 142214

Chappaqua, NY

Past

April 5, 2007 - September 8, 2009

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

MT. KISKO, NY

Past

July 1, 2003 - April 16, 2007

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

WHITE PLAINS, NY

Past

July 1, 2003 - April 16, 2007

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

WHITE PLAINS, NY

Past

December 11, 2000 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

RIA

CRD#: 7471

WHITE PLAINS, NY

Past

December 11, 2000 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

January 19, 1995 - December 19, 2000

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

May 10, 1994 - February 3, 1995

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

ST. LOUIS, MO

Past

July 2, 1991 - May 18, 1994

FIRST ASSET MANAGEMENT, INC.

CRD#: 17341

GARDEN CITY, NY

Past

May 23, 1991 - July 29, 1991

STRATTON OAKMONT INC.

CRD#: 18692

LAKE SUCCESS, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SAMALIN WEALTH

MAPLE HILL ADVISORS, LLC | SAMALIN WEALTH | SAMALIN INVESTMENT COUNSEL, LLC

CRD#: 142214 / SEC#: 801-67465

RIA

Registered Investment Advisory firm - (2/15/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(4/12/2021)

IAR

Texas
(4/5/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/2/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/4/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 10/7/1999

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 5/21/1991

General Securities Representative Examination

Current Firm

SAMALIN WEALTH

MAPLE HILL ADVISORS, LLC | SAMALIN WEALTH | SAMALIN INVESTMENT COUNSEL, LLC

CRD#: 142214 / SEC#: 801-67465

RIA

Registered Investment Advisory firm - (2/15/2007 Approved)

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Contact information

Main Address

297 King Street, Chappaqua, NY 10514

Mailing Address

Phone number

(914) 666-6600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SI COUNSEL WRAP BROCHURE (3/18/2025)

SAMALIN INVESTMENT COUNSEL, LLC (3/18/2025)

Regulatory assets under management

Total Number of Accounts	1,220
AUM (Assets Under Management)	$ 420,604,795

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andrew E. Samalin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Evan Samalin's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

PRUDENTIAL EQUITY GROUP, LLC

PRUDENTIAL EQUITY GROUP, LLC

MORGAN STANLEY DW INC.

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

FIRST ASSET MANAGEMENT, INC.

STRATTON OAKMONT INC.

Primary Firm SEC Registration

SAMALIN WEALTH

State Registrations and Notice Filings

Exams

Series 65

Date: 4/2/2001

Series 63

Date: 6/4/1991

Series 31

Date: 10/7/1999

Series 7

Date: 5/21/1991

Current Firm

SAMALIN WEALTH

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SAMALIN WEALTH

TRUST BUT VERIFY

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