Christopher N. Catrini
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Nick Catrini was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1993. Christopher had worked at 5 firms and has passed the Series 65, Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 3, 2022 - October 21, 2025
WALLACHBETH CAPITAL LLC
July 22, 2022 - September 30, 2022
B. RILEY WEALTH MANAGEMENT
February 21, 2020 - July 22, 2022
NATIONAL SECURITIES CORPORATION
May 2, 2018 - February 26, 2020
WALL STREET ACCESS
September 27, 1993 - January 2, 2019
VANDHAM SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 11/29/1999
Limited Representative-Equity Trader ExamCurrent Firm
WALLACHBETH CAPITAL LLC
CRD#: 147853 / SEC#: , 8-67936
Contact information
FINRA licenses (44 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
Red Flags
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