Kevin Centofanti
Professional summary
Kevin Centofanti is a registered financial professional currently at FINALIS SECURITIES LLC located in Stamford, Connecticut.
Kevin is registered as a RR (Registered Representative) and started their career in finance in 1991. Kevin has worked at 5 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kevin Centofanti's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 24, 2025 - Present
FINALIS SECURITIES LLC
Office #1: One Stamford Plaza 9th Floor, Stamford, CT, 06901May 9, 2002 - November 12, 2025
BROOKS, HOUGHTON SECURITIES, INC.
May 16, 2001 - March 28, 2002
THE NASSAU GROUP, INC.
March 3, 2000 - April 9, 2001
W.R. HAMBRECHT + CO., LLC
March 25, 1991 - February 23, 2000
DAIWA CAPITAL MARKETS AMERICA INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/24/2025)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
