John J. Feeley
Professional summary
John Joseph Feeley is a registered financial professional currently at ALPS DISTRIBUTORS, INC. located in Bernardsville, New Jersey.
John is registered as a RR (Registered Representative) and started their career in finance in 1991. John has worked at 6 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Joseph Feeley's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 11, 2020 - Present
ALPS DISTRIBUTORS, INC.
Office #1: 2 Morristown Road, Bernardsville, NJ 07924August 4, 2014 - August 20, 2018
MAN INVESTMENTS INC.
November 5, 2013 - August 4, 2014
FORESIDE FUND SERVICES, LLC
February 2, 2001 - April 2, 2007
BRILL SECURITIES, INC.
June 28, 1999 - July 7, 2000
REUTERS C CORPORATION
April 15, 1991 - June 18, 1999
LIPPER ANALYTICAL SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2023)
(1/3/2023)
(1/11/2023)
(1/10/2023)
(1/3/2023)
(1/4/2023)
(10/19/2020)
(1/13/2023)
(1/10/2023)
(10/19/2020)
(10/19/2020)
(1/10/2023)
(1/5/2023)
(11/2/2020)
(1/4/2023)
(1/5/2023)
(1/5/2023)
(1/3/2023)
(1/6/2023)
(1/4/2023)
(10/19/2020)
(10/19/2020)
(1/4/2023)
(1/5/2023)
(1/8/2023)
(1/3/2023)
(1/4/2023)
(1/3/2023)
(1/18/2023)
(1/5/2023)
(9/29/2020)
(1/4/2023)
(10/17/2020)
(11/29/2022)
(1/9/2023)
(1/3/2023)
(1/11/2023)
(1/13/2023)
(10/19/2020)
(1/4/2023)
(1/4/2023)
(1/3/2023)
(1/4/2023)
(10/20/2020)
(1/4/2023)
(1/3/2023)
(10/22/2020)
(1/4/2023)
(1/9/2023)
(1/3/2023)
(1/6/2023)
Exams
FINRA
Current Firm
ALPS DISTRIBUTORS, INC.
CRD#: 16853 / SEC#: , 8-34626
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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