Steven G. Watts
Professional summary
Steven Glenn Watts is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Harrisonburg, Virginia and TRUIST INVESTMENT SERVICES, INC. located in Harrisonburg, Virginia.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Steven has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Steven Glenn Watts's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 21, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 180 East Market Street, Harrisonburg, VA 22801October 31, 2011 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 180 E Market St, Harrisonburg, VA 22801Office #2: 1100 W Broad St, Waynesboro, VA 22980Office #3: 1900 S High St, Harrisonburg, VA 22801Office #4: 125 N Central Ave, Staunton, VA 24401October 31, 2011 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
December 17, 2008 - November 1, 2011
WELLS FARGO CLEARING SERVICES, LLC
June 4, 2004 - November 1, 2011
WELLS FARGO CLEARING SERVICES, LLC
May 5, 1999 - June 1, 2004
SCOTT & STRINGFELLOW, LLC
June 14, 1991 - May 5, 1999
SCOTT & STRINGFELLOW, INC.
March 22, 1991 - April 29, 1991
F.N. WOLF & CO., INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/7/2020)
(11/9/2020)
(7/2/2025)
(5/2/2022)
(3/8/2017)
(3/24/2022)
(7/15/2019)
(8/11/2022)
(1/7/2015)
(4/18/2023)
(1/31/2025)
(2/21/2019)
(2/7/2025)
(10/5/2015)
(4/25/2024)
(1/23/2019)
(2/20/2019)
(5/28/2019)
(4/5/2024)
(10/31/2011)
(9/21/2016)
(10/31/2011)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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