William J Kearns
Professional Summary
William J Kearns, who also goes by Bill Kearns, William Joesph Kearns Jr, William Joesph Kearns, William Joseph Kearns Jr, is a registered financial advisor currently at WELLS FARGO SECURITIES, LLC located in New York, New York and WELLS FARGO PRIME SERVICES, LLC located in New York, New York. William is registered as a RR (Registered Representative) and started their career in finance in 1991. William has worked at 10 firms and has passed the...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Bill Kearns, William Joesph Kearns Jr, William Joesph Kearns, William Joseph Kearns Jr
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
35 years in the financial services industry
Current & Past Employments
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Current Firm
MERLIN SECURITIES, LLC | WELLS FARGO PRIME SERVICES, LLC | WELLS FARGO CORPORATE AND/& INVESTMENT BANKING
Contact Information
Main Address
500 W 33rd Street, New York, NY 10001Mailing Address
30 Hudson Yards 14th Floor, New York, NY 10001-2170Phone Number
(212) 822-4800Established
Delaware since 02/26/2004Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EVEREN CAPITAL CORPORATION | OWNER | — |
| CONNOR, TIMOTHY MICHAEL | PRINCIPAL FINANCIAL OFFICER | 8157713 |
| HALL, JEFFREY | CHIEF OPERATIONS OFFICER | 5292396 |
| KEARNS, WILLIAM J | MANAGER | 2127701 |
| LANGIS, DARREN JOSEPH | INTERIM PRESIDENT AND CEO, MANAGER | 2781108 |
| RILEY, MICHAEL FRANCIS | MANAGER | 4165280 |
| YI, SCOTT HUN | CHIEF COMPLIANCE OFFICER | 3152646 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22TO — Direct Participation Programs Representative Examination
Passed Mar 2023About the Series 22TO examSeries 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Mar 2023About the Series 6TO examSeries 82TO — Limited Representative-Private Securities Offerings
Passed Mar 2023About the Series 82TO examSeries 52TO — Municipal Securities Representative Examination
Passed Mar 2023About the Series 52TO examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Mar 2023About the Series 26 examSeries 39 — Direct Participation Programs Principal Examination
Passed Mar 2023About the Series 39 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view William J Kearns's CRS (Customer Relationship Summary).
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