JB
James P. Beckett
TRUIST ADVISORY SERVICES
ROANOKE, VA 24011
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CRD#: 2127580
JB
Professional summary
James Paul Beckett, CFP®, CIMA®, who also goes by Jim Beckett, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Roanoke, Virginia and TRUIST INVESTMENT SERVICES, INC. located in Roanoke, Virginia.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. James has worked at 6 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jim Beckett
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view James Paul Beckett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 28, 2022 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 10 Franklim Road Se, Roanoke, VA 24011RIA
CRD#: 283390
ROANOKE, VA
Current
June 28, 2022 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 10 Franklin Rd, Se Fl 2 & 5, Roanoke, VA 24011BD
CRD#: 17499
Roanoke, VA
Past
May 12, 2021 - July 21, 2021
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ROANOKE, VA
Past
August 14, 2000 - September 9, 2004
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
August 10, 2000 - September 9, 2004
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
CINCINNATI, OH
Past
July 25, 1997 - August 14, 2000
J.C. BRADFORD & CO.
BD
CRD#: 1287
NEW YORK, NY
Past
April 9, 1991 - July 24, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/18/2023)
RR
Arizona(7/8/2022)
RR
California(7/6/2022)
RR
Colorado(6/28/2022)
RR
Connecticut(6/29/2022)
RR
Delaware(11/9/2022)
RR
District of Columbia(6/28/2022)
RR
Florida(6/28/2022)
RR
Georgia(7/6/2022)
RR
Hawaii(3/29/2023)
RR
Idaho(5/28/2025)
RR
Illinois(1/18/2023)
RR
Indiana(7/6/2022)
RR
Iowa(11/18/2024)
RR
Kansas(11/18/2024)
RR
Kentucky(1/18/2023)
RR
Louisiana(6/28/2022)
RR
Maine(11/18/2024)
RR
Maryland(6/28/2022)
RR
Massachusetts(11/18/2024)
RR
Michigan(3/1/2024)
RR
Minnesota(11/18/2024)
RR
Mississippi(1/17/2023)
RR
Montana(7/6/2022)
RR
Nevada(3/10/2023)
RR
New Hampshire(7/1/2025)
RR
New Jersey(7/6/2022)
RR
New Mexico(11/18/2024)
RR
New York(7/6/2022)
RR
North Carolina(7/6/2022)
RR
Ohio(7/6/2022)
RR
Oregon(1/18/2023)
RR
Pennsylvania(7/6/2022)
RR
South Carolina(7/6/2022)
RR
South Dakota(1/18/2023)
RR
Tennessee(7/6/2022)
RR
Texas(7/6/2022)
IAR
Texas(1/9/2023)
IAR
Virginia(6/28/2022)
RR
Virginia(7/6/2022)
RR
Washington(7/6/2022)
RR
West Virginia(7/6/2022)
RR
Wisconsin(1/30/2025)
RR
Wyoming(7/6/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/12/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Roanoke, VA 24011TRUST BUT VERIFY
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