Fabian Hassel
Professional summary
Fabian Hassel MR., who also goes by Fabian Hassel, is a registered financial professional currently at SMG SECURITIES, INC. located in New York, New York.
Fabian is registered as a RR (Registered Representative) and started their career in finance in 1991. Fabian has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Fabian Hassel MR.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
April 21, 2006 - Present
SMG SECURITIES, INC.
Office #1: 800 Third Ave, New York, NY 10022Office #2: 333 East 66th Street Suite 2-o, New York, NY 10065March 26, 2001 - December 18, 2001
ABN AMRO INCORPORATED
November 3, 2000 - March 26, 2001
UBS SECURITIES LLC
July 9, 1999 - November 3, 2000
UBS FINANCIAL SERVICES INC.
January 15, 1997 - July 6, 1999
SCHRODER & CO. INC.
December 17, 1996 - January 16, 1997
COMMERZ MARKETS LLC
March 19, 1991 - December 17, 1996
KLEINWORT BENSON NORTH AMERICA INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/31/2006)
(4/28/2006)
(9/1/2006)
(4/26/2006)
(4/25/2006)
(4/16/2013)
(9/5/2006)
(8/31/2006)
(7/12/2006)
(9/5/2006)
(4/24/2006)
(8/31/2006)
(9/5/2006)
(4/24/2006)
Exams
FINRA
Current Firm
SMG SECURITIES, INC.
CRD#: 17406 / SEC#: , 8-35184
Contact information
FINRA licenses (14 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SMG ASSOCIATES, LLC | OWNER | |
| TEPPER, JEFFREY MARK | PRESIDENT & CEO AND CHIEF COMPLIANCE OFFICER | 1215438 |
Red Flags
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