Jeffrey K. Presley

MOUNTAIN PEAK WEALTH ADVISORS

Fort Wayne, IN 46825

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CRD#: 2125227

Professional summary

Jeffrey Keith Presley is a registered financial advisor currently at MOUNTAIN PEAK WEALTH ADVISORS, LLC located in Fort Wayne, Indiana.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Jeffrey has worked at 5 firms and has passed the Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Keith Presley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 20, 2016 - Present

MOUNTAIN PEAK WEALTH ADVISORS, LLC

Office #1: 6315 Mutual Drive Suite F, Fort Wayne, IN 46825

RIA

CRD#: 285251

Fort Wayne, IN

Past

May 21, 2012 - December 8, 2016

DICKMEYER BOYCE FINANCIAL MANAGEMENT, INC

RIA

CRD#: 124281

FORT WAYNE, IN

Past

March 12, 2003 - July 17, 2012

MCDONALD CAPITAL MANAGEMENT, INC.

RIA

CRD#: 121696

FORT WAYNE, IN

Past

December 1, 1998 - March 12, 2003

OSAIC FA, INC.

RIA

CRD#: 3978

FT WAYNE, IN

Past

February 20, 1991 - March 12, 2003

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

February 20, 1991 - March 12, 2003

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(10/20/2016)

IAR

Louisiana
(10/17/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/1/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 2/19/1991

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MOUNTAIN PEAK WEALTH ADVISORS, LLC

MOUNTAIN PEAK WEALTH ADVISORS, LLC | PRESLEY, JEFFREY KEITH

CRD#: 285251 / SEC#: 801-108534

RIA

Registered Investment Advisory firm - (3/31/2017 Terminated)

Indiana

Registered Investment Advisory firm - (3/30/2017 Approved)

Louisiana

Registered Investment Advisory firm - (10/17/2022 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

6315 Mutual Drive Suite F, Fort Wayne, IN 46825

Mailing Address

Phone number

(260) 435-1200

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	367
AUM (Assets Under Management)	$ 84,530,277

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey K. Presley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Keith Presley's CRS (Customer Relationship Summary).

Certified licenses

Experience

MOUNTAIN PEAK WEALTH ADVISORS, LLC

DICKMEYER BOYCE FINANCIAL MANAGEMENT, INC

MCDONALD CAPITAL MANAGEMENT, INC.

OSAIC FA, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/1/1991

Series 6

Date: 2/19/1991

Current Firm

MOUNTAIN PEAK WEALTH ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MOUNTAIN PEAK WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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