HO
Herbert A. Orr
U.S. STERLING SECURITIES
Hauppauge, NY 11788
Some features on this profile are disabled
CRD#: 2124439
HO
Professional summary
Herbert Arthur Orr JR is a registered financial professional currently at U.S. STERLING SECURITIES, INC. located in Hauppauge, New York.
Herbert is registered as a RR (Registered Representative) and started their career in finance in 1992. Herbert has worked at 2 firms and has passed the Series 63, Series 99TO, Series 72, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Herbert Arthur Orr JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 6, 1994 - Present
U.S. STERLING SECURITIES, INC.
Office #1: 1393 Veterans Memorial Highway 412n, Hauppauge, NY 11788BD
CRD#: 35912
Hauppauge, NY
Past
May 11, 1992 - September 13, 1994
LONG ISLAND NETWORK SECURITIES, INC.
BD
CRD#: 15824
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/1/2010)
RR
Arkansas(5/1/2012)
RR
California(11/18/2002)
RR
Connecticut(3/14/2003)
RR
District of Columbia(2/1/2010)
RR
Florida(10/1/2010)
RR
Georgia(3/5/2010)
RR
Hawaii(5/25/2005)
RR
Idaho(12/8/2011)
RR
Illinois(5/21/2004)
RR
Indiana(1/9/2009)
RR
Iowa(5/11/2010)
RR
Kansas(5/3/2010)
RR
Kentucky(8/1/2011)
RR
Louisiana(2/1/2010)
RR
Maine(2/4/2010)
RR
Maryland(2/18/2010)
RR
Massachusetts(5/28/2003)
RR
Michigan(8/25/2009)
RR
Minnesota(6/21/2011)
RR
Mississippi(2/3/2012)
RR
Missouri(3/1/2011)
RR
Montana(11/29/2010)
RR
Nebraska(4/22/2010)
RR
New Jersey(2/9/2010)
RR
New Mexico(1/18/2012)
RR
New York(1/3/1995)
RR
North Carolina(12/2/2010)
RR
North Dakota(2/1/2011)
RR
Ohio(7/2/2003)
RR
Oklahoma(8/25/2009)
RR
Pennsylvania(6/2/2003)
RR
South Dakota(4/7/2009)
RR
Texas(3/22/2010)
RR
Vermont(2/8/2010)
RR
Washington(12/8/2011)
RR
West Virginia(2/1/2010)
RR
Wisconsin(6/10/2003)
RR
Wyoming(3/1/2012)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
US
U.S. STERLING SECURITIES, INC.
U.S. STERLING SECURITIES, INC.
CRD#: 35912 / SEC#: , 8-47052
BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information
Main Address
1393 Veterans Memorial Highway Unit 412n, Hauppauge, NY 11788
Mailing Address
1393 Veterans Memorial Highway Unit 412n, Hauppauge, NY 11788
Phone number
(631) 360-2829
Established
New York since 03/10/1992
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (43 States and Territories)
Direct owners and executive officers
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
