John G. Norman

WEDGE CAPITAL MANAGEMENT LLP

CHARLOTTE, NC 28202-6002

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CRD#: 2123276

Professional summary

John Gustin Norman is a registered financial advisor currently at WEDGE CAPITAL MANAGEMENT LLP located in Charlotte, North Carolina.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. John has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Gustin Norman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 18, 2005 - Present

WEDGE CAPITAL MANAGEMENT LLP

Office #1: 301 South College Street #3800, Charlotte, NC 28202-6002

RIA

CRD#: 106234

CHARLOTTE, NC

Past

March 23, 2001 - April 2, 2004

BACAP DISTRIBUTORS, LLC

CRD#: 46088

CHARLOTTE, NC

Past

October 1, 2000 - February 27, 2001

BROWN BROTHERS HARRIMAN & CO.

CRD#: 104487

NEW YORK, NY

Past

January 3, 1995 - May 4, 1998

FIRST UNION CAPITAL MARKETS CORP.

CRD#: 6124

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEDGE CAPITAL MANAGEMENT LLP

CRD#: 106234 / SEC#: 801-29479

RIA

Registered Investment Advisory firm - (3/31/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(1/18/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/8/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/17/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/1/2000

General Securities Representative Examination

Current Firm

WEDGE CAPITAL MANAGEMENT LLP

CRD#: 106234 / SEC#: 801-29479

RIA

Registered Investment Advisory firm - (3/31/1987 Approved)

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Contact information

Main Address

301 South College Street #3800, Charlotte, NC 28202-6002

Mailing Address

Phone number

(704) 334-6475

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WEDGE CAPITAL MANAGMENT L.L.P. FORM ADV PART 2A (3/24/2025)

Regulatory assets under management

Total Number of Accounts	227
AUM (Assets Under Management)	$ 7,652,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John G. Norman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Gustin Norman's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEDGE CAPITAL MANAGEMENT LLP

BACAP DISTRIBUTORS, LLC

BROWN BROTHERS HARRIMAN & CO.

FIRST UNION CAPITAL MARKETS CORP.

Primary Firm SEC Registration

WEDGE CAPITAL MANAGEMENT LLP

State Registrations and Notice Filings

Exams

Series 65

Date: 7/8/2004

Series 63

Date: 8/17/1999

Series 7

Date: 10/1/2000

Current Firm

WEDGE CAPITAL MANAGEMENT LLP

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEDGE CAPITAL MANAGEMENT LLP

TRUST BUT VERIFY

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