Robert S. Beck
PINNACLE INVESTMENTS
Philadelphia, PA 19102
Some features on this profile are disabled
CRD#: 2121454
Professional summary
Robert Steven Beck, CFP®, who also goes by Robert S. Beck, is a registered financial advisor currently at PINNACLE INVESTMENTS, LLC located in Philadelphia, Pennsylvania.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Robert has worked at 6 firms and has passed the Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Robert S. Beck
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
RODMAN STREET RENTAL PROPERTY/1204 RODMAN STREET, PHILADELPHIA PA 19147/OWNER/FOR PROFIT/BOUGHT PROPERTY IN 2014/DUTIES INCLUDE-MAINTENANCE, FINDING TENANTS/1-2 HRS DEVOTED DURING BUSINESS HOURS A MONTH/1-2 HRS DEVOTED AFTER BUSINESS HOURS A MONTH
CRS (Client Relationship Summary) - RIA
Click below to view Robert Steven Beck's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Robert Steven Beck's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2002
Experience
Current
January 19, 2017 - Present
PINNACLE INVESTMENTS, LLC
Office #1: 1515 Market Street, Ste 1200, Philadelphia, PA 19102RIA
BD
CRD#: 142910
Philadelphia, PA
Current
January 18, 2017 - Present
PINNACLE INVESTMENTS, LLC
Office #1: 1515 Market Street, Ste 1200, Philadelphia, PA 19102RIA
BD
CRD#: 142910
Philadelphia, PA
Past
July 25, 2013 - June 10, 2016
MORGAN STANLEY
RIA
CRD#: 149777
JENKINTOWN, PA
Past
April 3, 2012 - May 11, 2012
MORGAN STANLEY
RIA
CRD#: 149777
JENKINTOWN, PA
Past
March 19, 2012 - June 10, 2016
MORGAN STANLEY
BD
CRD#: 149777
JENKINTOWN, PA
Past
July 30, 2009 - March 27, 2012
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
PHILADELPHIA, PA
Past
July 20, 2001 - March 27, 2012
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
PHILADELPHIA, PA
Past
October 1, 1999 - July 25, 2001
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
January 13, 1997 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
BD
CRD#: 6124
CHARLOTTE, NC
Past
April 15, 1991 - January 10, 1997
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PI
PINNACLE INVESTMENTS, LLC
PINNACLE INVESTMENTS, LLC | PINNACLE INVESTMENTS,LLC | PINNACLE INVESTMENTS, LLC (SUCCESSOR)
CRD#: 142910 / SEC#: 801-67860, 8-67515
RIA
Registered Investment Advisory firm - SEC (5/18/2007 Approved)Arizona
Registered Investment Advisory firm - SEC (9/12/2018 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/2/2019 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(1/19/2017)
IAR
Connecticut(1/25/2017)
RR
Delaware(10/25/2021)
RR
Florida(9/11/2024)
IAR
Florida(9/11/2024)
IAR
Georgia(11/12/2020)
RR
Georgia(9/12/2024)
RR
Louisiana(5/8/2023)
IAR
Louisiana(5/8/2023)
RR
Maryland(5/4/2022)
RR
New Jersey(2/23/2017)
IAR
New Jersey(2/23/2017)
RR
New York(3/24/2017)
IAR
New York(9/10/2024)
RR
North Carolina(5/24/2017)
IAR
North Carolina(5/24/2017)
RR
Oregon(9/12/2024)
IAR
Oregon(9/12/2024)
RR
Pennsylvania(1/19/2017)
IAR
Pennsylvania(1/19/2017)
RR
South Carolina(1/20/2017)
IAR
South Carolina(1/20/2017)
RR
Washington(3/21/2017)
IAR
Washington(9/10/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PI
PINNACLE INVESTMENTS, LLC
PINNACLE INVESTMENTS, LLC | PINNACLE INVESTMENTS,LLC | PINNACLE INVESTMENTS, LLC (SUCCESSOR)
CRD#: 142910 / SEC#: 801-67860, 8-67515
RIA
Registered Investment Advisory firm - SEC (5/18/2007 Approved)Arizona
Registered Investment Advisory firm - SEC (9/12/2018 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/2/2019 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
5845 Widewaters Pkwy Ste 300, East Syracuse, NY 13057
Mailing Address
5845 Widewaters Pkwy Ste 300, East Syracuse, NY 13057
Phone number
(315) 251-1101
Established
New York since 08/04/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
60
SEC notice filing (41 States and Territories)
FINRA licenses (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,860 |
| AUM (Assets Under Management) | $ 1,056,507,711 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/26/2025 | ||
| 12/23/2024 | ||
| 03/27/2024 | ||
| 03/31/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
