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SS

Scott R. Solod

HAMMOND ILES WEALTH ADVISORS
Burlington, VT 05401
Some features on this profile are disabled
CRD#: 2116968
SS

Professional summary

Scott Richard Solod is a registered financial advisor currently at HAMMOND ILES WEALTH ADVISORS located in Burlington, Vermont and PURSHE KAPLAN STERLING INVESTMENTS located in Burlington, Vermont.

Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Scott has worked at 17 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 14, Series 53 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Kelly Financial Group, LLC d/b/a Hammond Iles Wealth Advisors 2. Investment related 3. 128 Lakeshore Dr., Burlington, VT 4. RIA 5. CCO, Financial Coach 6. CCO and Financial Coach 7. September 2024 8. 160 hrs/mo 9. 140 hrs during trading 10. Compliance and customer service 2) Scott R Solod Trustee 2. Not investment related 3. 67 McClellan Farm rd Underhill VT 05489 4. Immediate family trust 5.Trustee 6. Trustee 7. August 2012 8. Less than 1 9. Less than 1 10. Trustee 3) The Old McClellan Farm Owners Association 2. Not investment related 3. 67 McClellan Farm Rd., Underhill, VT 4. HOA 5. Registered Agent 6. Registered Agent 7. April 2018 8. Less than 1 9. Less than 1 109. File Biennial Report Notice with the State of Vermont

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Richard Solod's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 10, 2024 - Present

HAMMOND ILES WEALTH ADVISORS

Office #1: 128 Lakeside Ave Suite 103, Burlington, VT 05401
RIA
CRD#: 136372
Burlington, VT
Current

October 9, 2024 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 128 Lakeside Ave Suite 103, Burlington, VT 05401
BD
CRD#: 35747
Burlington, VT
Past

April 1, 2024 - April 17, 2024

FOLGER NOLAN FLEMING DOUGLAS INCORPORATED

RIA
CRD#: 319
WASHINGTON, DC
Past

April 1, 2024 - September 3, 2024

FOLGER NOLAN FLEMING DOUGLAS INCORPORATED

BD
CRD#: 319
WASHINGTON, DC
Past

May 16, 2022 - March 27, 2024

PURSHE KAPLAN STERLING INVESTMENTS

BD
CRD#: 35747
Burlington, VT
Past

May 3, 2022 - April 1, 2024

HAMMOND ILES WEALTH ADVISORS

RIA
CRD#: 136372
Burlington, VT
Past

October 26, 2016 - April 18, 2022

EQUITY SERVICES, INC.

RIA
CRD#: 265
MONTPELIER, VT
Past

October 24, 2016 - April 18, 2022

EQUITY SERVICES, INC.

BD
CRD#: 265
MONTPELIER, VT
Past

June 8, 2015 - October 14, 2016

SANTANDER SECURITIES LLC

RIA
CRD#: 41791
DORCHESTER, MA
Past

May 20, 2015 - October 14, 2016

SANTANDER SECURITIES LLC

BD
CRD#: 41791
DORCHESTER, MA
Past

May 16, 2014 - May 27, 2015

SIGNATOR FINANCIAL SERVICES, INC.

BD
CRD#: 19061
BOSTON, MA
Past

November 4, 2013 - May 27, 2015

SIGNATOR INVESTORS, INC.

RIA
CRD#: 468
BOSTON, MA
Past

November 4, 2013 - May 27, 2015

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
BOSTON, MA
Past

March 14, 2011 - October 31, 2013

COMMONWEALTH FINANCIAL NETWORK

RIA
CRD#: 8032
WALTHAM, MA
Past

March 30, 2005 - October 31, 2013

COMMONWEALTH FINANCIAL NETWORK

BD
CRD#: 8032
WALTHAM, MA
Past

June 11, 2004 - March 24, 2005

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
SPRINGFIELD, MA
Past

December 17, 2003 - February 3, 2004

COMMONWEALTH FINANCIAL NETWORK

BD
CRD#: 8032
WALTHAM, MA
Past

August 26, 2003 - November 20, 2003

FINACORP SECURITIES

RIA
CRD#: 41569
NEWPORT BEACH, CA
Past

August 26, 2003 - November 20, 2003

FINACORP SECURITIES

BD
CRD#: 41569
IRVINE, CA
Past

January 7, 2003 - August 20, 2003

CREDIT UNION BROKERAGE SERVICES, INC.

RIA
CRD#: 37548
AUBURN, MA
Past

May 22, 2001 - August 20, 2003

CREDIT UNION BROKERAGE SERVICES, INC.

BD
CRD#: 37548
AUBURN, MA
Past

January 19, 2001 - May 7, 2001

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

BD
CRD#: 2580
FORT WAYNE, IN
Past

January 19, 2001 - May 7, 2001

OSAIC FA, INC.

BD
CRD#: 3978
FORT WAYNE, IN
Past

October 20, 2000 - January 2, 2001

CITISTREET EQUITIES LLC

BD
CRD#: 7447
SOMERSET, NJ
Past

October 1, 1998 - October 2, 2000

KOBREN INSIGHT BROKERAGE, INC

BD
CRD#: 21298
WELLESLEY, MA
Past

December 12, 1996 - November 2, 1998

FORESIDE FUNDS DISTRIBUTORS LLC

BD
CRD#: 31334
PORTLAND, ME
Past

January 14, 1991 - January 27, 1993

FORESTERS FINANCIAL SERVICES, INC.

BD
CRD#: 305
EDISON, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HI
HAMMOND ILES WEALTH ADVISORS
HAMMOND ILES | VERMONT WEALTH & RETIREMENT | KELLY FINANCIAL GROUP, LLC | KELLY FINANCIAL GROUP | HAMMOND ILES WEALTH ADVISORS | HAMMOND ILES INVESTMENT MANAGEMENT

CRD#: 136372 / SEC#: 801-64528

RIA
Registered Investment Advisory firm - (7/20/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Vermont
(10/9/2024)
IAR
Vermont
(10/10/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/23/2002
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/24/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/19/1999
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 12/11/1996
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 53
Date: 1/14/2010
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/4/2002
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

HI
HAMMOND ILES WEALTH ADVISORS
HAMMOND ILES | VERMONT WEALTH & RETIREMENT | KELLY FINANCIAL GROUP, LLC | KELLY FINANCIAL GROUP | HAMMOND ILES WEALTH ADVISORS | HAMMOND ILES INVESTMENT MANAGEMENT

CRD#: 136372 / SEC#: 801-64528

RIA
Registered Investment Advisory firm - (7/20/2005 Approved)
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Contact information

Main Address
100 Great Meadow Road Suite 701, Wethersfield, CT 06109
Mailing Address
Phone number
(860) 258-2600
Established
Firm type
Fiscal year end
# of Employees
11

SEC notice filing (16 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

HAMMOND ILES WEALTH ADVISORS (4/4/2025)

Regulatory assets under management

Total Number of Accounts2,063
AUM (Assets Under Management)$ 387,374,168

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HAMMOND ILES WEALTH ADVISORS

CRD#: 136372Burlington, VT 05401

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