William H. Manges
Professional summary
William Hardy Manges, who also goes by Hardy Manges, William Manges, is a registered financial professional currently at SAMUEL A. RAMIREZ & COMPANY, INC. located in New York, New York.
William is registered as a RR (Registered Representative) and started their career in finance in 1992. William has worked at 10 firms and has passed the Series 63, Series 52TO, Series 57TO, SIE, Series 55, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Hardy Manges's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 25, 2022 - Present
SAMUEL A. RAMIREZ & COMPANY, INC.
Office #1: 14 East 52nd Street, New York, NY 10022March 21, 2016 - April 4, 2022
MARKETAXESS CORPORATION
March 10, 2014 - February 24, 2016
CANTOR FITZGERALD & CO.
January 3, 2011 - March 11, 2014
MUFG SECURITIES AMERICAS INC.
July 26, 2010 - January 7, 2011
KNIGHT LIBERTAS LLC
September 29, 2009 - July 15, 2010
CANACCORD GENUITY SECURITIES LLC
May 3, 2004 - September 15, 2009
DEUTSCHE BANK SECURITIES INC.
March 1, 2004 - May 17, 2004
LEGG MASON WOOD WALKER, INCORPORATED
January 13, 2001 - March 9, 2004
DEUTSCHE BANK SECURITIES INC.
September 1, 1997 - January 13, 2001
DB ALEX. BROWN LLC
April 15, 1992 - September 1, 1997
ALEX. BROWN & SONS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/25/2022)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 6/25/2009
Limited Representative-Equity Trader ExamFINRA
Current Firm
SAMUEL A. RAMIREZ & COMPANY, INC.
CRD#: 6963 / SEC#: , 8-19014
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SAR HOLDINGS, INC. | HOLDING COMPANY | |
| GOLDMAN, LAWRENCE F | MANAGING DIRECTOR | 1134640 |
| KICK, MICHAEL J | SR. VP/ CFO/ FIN OP | 4480676 |
| KOFFER, JOSEPH | CHIEF COMPLIANCE OFFICER | 6043686 |
| MAZZARO, VINCENT ANTHONY | COO | 2665339 |
| PERROTTA, THOMAS | MANAGING DIRECTOR | 1864851 |
| RAMIREZ, SAMUEL ALFRED | PRESIDENT & DIRECTOR/SECRETARY | 827095 |
| RAMIREZ,, SAMUEL ALFRED JR | MANAGING DIRECTOR | 2261054 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 2 |
Red Flags
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