Michael J. Graham

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Alexandria, VA 22314

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CRD#: 2114201

Professional summary

Michael John Graham is a registered financial advisor currently at LASALLE ST. INVESTMENT ADVISORS, L.L.C. located in Alexandria, Virginia and LASALLE ST SECURITIES, L.L.C. located in Alexandria, Virginia.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Michael has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FIXED INSURANCE; LASALLE ST. INVESTMENT ADVISORS, L.L.C.- RIA; UNITED HEALTH ONE - 11/5/10. INDIANAPOLIS, IN 46278. TITLE: HEALTH INS AGENT. DUTIES: SELLING SUITABLE HEALTH INS PLANS TO INTERESTED CONSUMERS. 2HRS/MOS DURING NON TRADING HRS. COMPENSATION VARIES, NOT INVESTMENT RELATED; SOLE PROPRIETOR, BUYING & SELLING COLLECTIBLE COINS THROUGH ONLINE AUCTION SITES, 100% FINANCIAL INTEREST IN BUSINESS, NO TIME M/F. APPROX INCOME $10,000 PER YEAR. REP IS ONLY EMPLOYEE.; GUILFORD RENTAL (PEERSPACE)

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael John Graham's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 12, 2006 - Present

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Office #1: 2000 Duke Street Suite 300, Alexandria, VA 22314

RIA

CRD#: 109701

Alexandria, VA

Current

October 21, 2003 - Present

LASALLE ST SECURITIES, L.L.C.

Office #1: 2000 Duke Street Suite 300, Alexandria, VA 22314

CRD#: 7191

Alexandria, VA

Past

August 21, 1998 - October 16, 2003

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Past

May 25, 1995 - August 19, 1998

FERRIS, BAKER WATTS, LLC

CRD#: 285

BALTIMORE, MD

Past

July 10, 1992 - May 25, 1995

H.J. MEYERS & CO., INC.

CRD#: 15609

ROCHESTER, NY

Past

January 11, 1991 - July 10, 1992

J. W. GANT & ASSOCIATES, INC.

CRD#: 7963

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701 / SEC#: 801-33422

RIA

Registered Investment Advisory firm - (2/10/1989 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

California
(5/11/2017)

California
(11/17/2021)

IAR

Florida
(7/11/2017)

Florida
(11/4/2025)

Idaho
(1/5/2022)

Maryland
(10/21/2003)

IAR

Maryland
(1/12/2006)

Massachusetts
(6/13/2012)

IAR

Massachusetts
(9/9/2015)

IAR

New York
(4/22/2021)

IAR

North Carolina
(5/11/2017)

North Carolina
(5/30/2017)

IAR

Oregon
(8/9/2017)

IAR

South Carolina
(9/21/2018)

IAR

Texas
(7/31/2025)

Texas
(8/1/2025)

Virginia
(10/21/2003)

IAR

Virginia
(1/18/2006)

IAR

West Virginia
(11/23/2020)

West Virginia
(10/12/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/22/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/20/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/19/1990

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/13/1992

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701 / SEC#: 801-33422

RIA

Registered Investment Advisory firm - (2/10/1989 Approved)

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Contact information

Main Address

940 N. Industrial Dr., Elmhurst, IL 60126-1131

Mailing Address

Phone number

(630) 600-0500

Established

Firm type

Fiscal year end

# of Employees

144

SEC notice filing (46 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LSIA ADV PART 2A 01-02-18 (12/3/2025)

Regulatory assets under management

Total Number of Accounts	11,941
AUM (Assets Under Management)	$ 4,346,509,887

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael J. Graham

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael John Graham's CRS (Customer Relationship Summary).

Certified licenses

Experience

LASALLE ST SECURITIES, L.L.C.

SECURITIES AMERICA, INC.

FERRIS, BAKER WATTS, LLC

H.J. MEYERS & CO., INC.

J. W. GANT & ASSOCIATES, INC.

Primary Firm SEC Registration

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/22/2005

Series 63

Date: 12/20/1990

SIE

Date: 10/1/2018

Series 7

Date: 12/19/1990

Series 24

Date: 7/13/1992

FINRA

Current Firm

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Contact information

SEC notice filing (46 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

TRUST BUT VERIFY

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