James D. Devlin

HENLEY & COMPANY LLC

UNIONDALE, NY 11556

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CRD#: 2113481

Professional summary

James Denis Devlin JR, who also goes by James Denis Devlin, Jim Devlin, is a registered financial professional currently at HENLEY & COMPANY LLC located in Uniondale, New York.

James is registered as a RR (Registered Representative) and started their career in finance in 1994. James has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

James Denis Devlin | Jim Devlin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Denis Devlin JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 3, 2005 - Present

HENLEY & COMPANY LLC

Office #1: 506 Rxr Plaza, Uniondale, NY 11556

CRD#: 131453

UNIONDALE, NY

Past

January 4, 1999 - December 31, 2004

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

April 3, 1995 - January 4, 1999

ROBERT THOMAS SECURITIES, INC

CRD#: 10147

ST. PETERSBURG, FL

Past

November 17, 1994 - February 16, 1995

BLUESTONE CAPITAL CORP.

CRD#: 13516

NEW YORK, NY

Past

September 26, 1994 - October 26, 1994

ROYAL PALM INVESTMENTS, LTD.

CRD#: 28761

GREEN ACRES, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(7/21/2023)

Florida
(1/3/2005)

Illinois
(2/11/2022)

Indiana
(1/9/2008)

Maryland
(9/10/2020)

Massachusetts
(2/26/2025)

New Jersey
(1/3/2005)

New York
(1/3/2005)

North Carolina
(12/16/2019)

Oklahoma
(1/3/2005)

Texas
(1/20/2021)

Exams

State Security Law Exam

Series 63

Date: 4/12/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/24/1994

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

HENLEY & COMPANY LLC

CRD#: 131453 / SEC#: , 8-66463

Broker-Dealer Firm Regulated by FINRA (Long Island district office)

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Contact information

Main Address

506 Rxr Plaza, Uniondale, NY 11556

Mailing Address

506 Rxr Plaza, Uniondale, NY 11556

Phone number

(516) 794-5520

Established

New York since 03/30/2004

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
GEMINO, FRANCIS PATRICK	PRESIDENT; CEO; MANAGING MEMBER	219616
ALBANESE, JAMES JOSEPH	SENIOR VICE PRESIDENT, ROSFP	1699997
FORTINO, ROBERT ANTHONY	FINOP	1905741
GERMANO-ALESSI, MARIA TERESA	CHIEF COMPLIANCE OFFICER	4404986
LADERER, MICHAEL JOHN	MANAGING DIRECTOR	1436877

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James D. Devlin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Denis Devlin JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

HENLEY & COMPANY LLC

RAYMOND JAMES FINANCIAL SERVICES, INC.

ROBERT THOMAS SECURITIES, INC

BLUESTONE CAPITAL CORP.

ROYAL PALM INVESTMENTS, LTD.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/12/1995

SIE

Date: 10/1/2018

Series 7

Date: 9/24/1994

FINRA

Current Firm

HENLEY & COMPANY LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

HENLEY & COMPANY LLC

TRUST BUT VERIFY

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