Carolyn Condo
Professional summary
Carolyn Condo, who also goes by Caroline Condo, is a registered financial professional currently at BEACONS STRATEGIC CAPITAL, INC. located in Carlsbad, California and PRIME EXECUTIONS, INC. located in New York, New York.
Carolyn is registered as a RR (Registered Representative) and started their career in finance in 1991. Carolyn has worked at 14 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 24, Series 14 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Carolyn Condo's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 11, 2018 - Present
BEACONS STRATEGIC CAPITAL, INC.
Office #1: 1054 Snipe Ct., Carlsbad, CA 92011May 17, 2019 - Present
PRIME EXECUTIONS, INC.
Office #1: 40 Wall Street - 58th Floor, New York, NY 10005January 12, 2023 - Present
MANOR PRIVATE CAPITAL, LLC
Office #1: 257 Rowayton Avenue, Norwalk, CT 06853March 1, 2024 - April 22, 2024
ROBERTS & RYAN, INC.
June 1, 2011 - October 4, 2011
GCFA SECURITIES, LLC
December 19, 2008 - October 2, 2017
GLOBAL DIRECT EQUITIES, LLC
August 13, 2008 - December 15, 2008
DRU STOCK, INC.
July 28, 2006 - December 1, 2006
TROY SECURITIES, INC.
July 3, 2006 - July 28, 2006
VDM INSTITUTIONAL BROKERAGE, LLC
August 18, 2005 - July 14, 2006
HAMILTON EXECUTIONS LLC
February 2, 2005 - August 1, 2005
ADVANCED EQUITIES SERVICES CORP.
February 19, 1999 - October 6, 2003
PUNK, ZIEGEL & COMPANY, L.P.
September 6, 1995 - March 22, 1996
MARQUISE SECURITIES, INC.
April 22, 1991 - October 16, 1997
DIRECT BROKERAGE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/11/2018)
(1/11/2018)
(1/11/2018)
(1/11/2018)
(11/4/2019)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 10/3/2013
Limited Representative-Equity Trader ExamSeries 8
Date: 2/26/1992
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
NYSE American LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
MANOR PRIVATE CAPITAL, LLC
CRD#: 149192 / SEC#: , 8-68117
Contact information
FINRA licenses (3 States and Territories)
Documents
Red Flags
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