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CC

Carolyn Condo

BEACONS STRATEGIC CAPITAL
CARLSBAD, CA 92011
Some features on this profile are disabled
CRD#: 2113103
CC

Professional summary

Carolyn Condo, who also goes by Caroline Condo, is a registered financial professional currently at BEACONS STRATEGIC CAPITAL, INC. located in Carlsbad, California and MANOR PRIVATE CAPITAL, LLC located in Norwalk, Connecticut.

Carolyn is registered as a RR (Registered Representative) and started their career in finance in 1991. Carolyn has worked at 14 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 24, Series 14 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Caroline Condo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Carolyn Condo's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 11, 2018 - Present

BEACONS STRATEGIC CAPITAL, INC.

Office #1: 1054 Snipe Ct., Carlsbad, CA 92011
BD
CRD#: 32754
CARLSBAD, CA
Current

January 12, 2023 - Present

MANOR PRIVATE CAPITAL, LLC

Office #1: 257 Rowayton Avenue, Norwalk, CT 06853
BD
CRD#: 149192
Norwalk, CT
Past

March 1, 2024 - April 22, 2024

ROBERTS & RYAN, INC.

BD
CRD#: 19456
Red Bank, NJ
Past

May 17, 2019 - January 7, 2026

PRIME EXECUTIONS, INC.

BD
CRD#: 32889
NEW YORK, NY
Past

June 1, 2011 - October 4, 2011

GCFA SECURITIES, LLC

BD
CRD#: 155191
NEW YORK, NY
Past

December 19, 2008 - October 2, 2017

GLOBAL DIRECT EQUITIES, LLC

BD
CRD#: 124514
NEW YORK, NY
Past

August 13, 2008 - December 15, 2008

DRU STOCK, INC.

BD
CRD#: 33104
KINNELON, NJ
Past

July 28, 2006 - December 1, 2006

TROY SECURITIES, INC.

BD
CRD#: 122241
NEW YORK, NY
Past

July 3, 2006 - July 28, 2006

VDM INSTITUTIONAL BROKERAGE, LLC

BD
CRD#: 39022
NEW YORK, NY
Past

August 18, 2005 - July 14, 2006

HAMILTON EXECUTIONS LLC

BD
CRD#: 127653
NEW YORK, NY
Past

February 2, 2005 - August 1, 2005

ADVANCED EQUITIES SERVICES CORP.

BD
CRD#: 104377
NEW YORK, NY
Past

February 19, 1999 - October 6, 2003

PUNK, ZIEGEL & COMPANY, L.P.

BD
CRD#: 26174
NEW YORK, NY
Past

September 6, 1995 - March 22, 1996

MARQUISE SECURITIES, INC.

BD
CRD#: 37405
NEW YORK, NY
Past

April 22, 1991 - October 16, 1997

DIRECT BROKERAGE, INC.

BD
CRD#: 24907
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(1/11/2018)
RR
Illinois
(1/11/2018)
RR
New York
(1/11/2018)
RR
Ohio
(1/11/2018)
RR
Texas
(11/4/2019)

Exams

State Security Law Exam
RR
Series 63
Date: 6/14/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 10/3/2013
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 2/6/1991
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/28/1999
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 14
Date: 7/25/1995
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 8
Date: 2/26/1992
General Securities Sales Supervisor Examination (Options Module & General Module)
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
New York Stock Exchange

Current Firm

MP
MANOR PRIVATE CAPITAL, LLC
MANOR PRIVATE CAPITAL, LLC

CRD#: 149192 / SEC#: , 8-68117

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
PREMIUM
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Contact information

Main Address
257 Rowayton Avenue, Rowayton, CT 06853
Mailing Address
257 Rowayton Avenue, Rowayton, CT 06853
Phone number
(917) 770-8019
Established
New York since 12/05/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
DALY, JOHN MICHAELMANAGING MEMBER, CCO2028296
COHEN, EDWARD BARRYCFO/FINOP1029283

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MANOR PRIVATE CAPITAL, LLC

CRD#: 149192Carlsbad, CA 92011

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