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Find, Compare and Monitor Financial Advisors at BEACONS STRATEGIC CAPITAL, INC.

CRD#: 32754
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

BEACONS STRATEGIC CAPITAL, INC. is located at 1054 Snipe Ct., Carlsbad, CA 92011 and was first established at New York, New York in 03/07/1989. After operating for 37 years, BEACONS STRATEGIC CAPITAL, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of BEACONS STRATEGIC CAPITAL, INC.’s clients are individuals and 0% of their clients are high net worth individuals. BEACONS STRATEGIC CAPITAL, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at BEACONS STRATEGIC CAPITAL, INC. are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access BEACONS STRATEGIC CAPITAL, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at BEACONS STRATEGIC CAPITAL, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for BEACONS STRATEGIC CAPITAL, INC. Comes From

Understanding the Statistics for BEACONS STRATEGIC CAPITAL, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
1

FIRM INFORMATION

Main Address
1054 Snipe Ct., Carlsbad, CA 92011
Mailing Address
14 Wall Street 20th Floor, New York, NY 10005
Firm Size
Small
Phone Number
(760) 212-0216
Established
New York since 03/07/1989
Firm Type
Corporation
Fiscal year end
October
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
MILLER, JOE HENRY JRCEO/CCO1172989
KRIM, ALAN MITCHELLFINOP2785337
MULLER, MARK JEFFREYGSP, NYSE FLOOR SUPERVISOR, SENIOR V.P.871286

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at BEACONS STRATEGIC CAPITAL, INC.

JM

Joe Henry Miller JR

Joe Henry Miler Jr
IAR
RR
CRD#: 1172989
Location:
Carlsbad, CA
Company:
INDEPENDENT FINANCIAL GROUP, LLC
Disclosures:
Experience:
42 years
View Profile
CC

Carolyn Condo

Caroline Condo
RR
CRD#: 2113103
Location:
Carlsbad, CA 92011
Company:
BEACONS STRATEGIC CAPITAL, INC.
Disclosures:
Experience:
34 years
View Profile
AK

Alan Mitchell Krim

RR
CRD#: 2785337
Location:
New York, NY 10005
Company:
FARINA & ASSOCIATES, INC.
Disclosures:
Experience:
25 years
View Profile
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