Kenneth B. Keegan

ASHTON STEWART & CO.

Miami, FL 33131

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CRD#: 2110171

Professional summary

Kenneth Brian Keegan, who also goes by K Brian Keegan, is a registered financial professional currently at ASHTON STEWART & CO., INC. located in Miami, Florida.

Kenneth is registered as a RR (Registered Representative) and started their career in finance in 1991. Kenneth has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

K Brian Keegan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kenneth Brian Keegan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 3, 2020 - Present

ASHTON STEWART & CO., INC.

Office #1: 1395 Brickell Ave Suite 800, Miami, FL 33131

CRD#: 112386

Miami, FL

Past

January 8, 2015 - October 22, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

October 1, 2008 - December 23, 2014

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

February 25, 2003 - October 1, 2008

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

July 7, 1994 - January 23, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

November 19, 1991 - June 17, 1994

TD SECURITIES (USA) LLC

CRD#: 18476

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(2/17/2021)

New York
(1/3/2020)

Exams

State Security Law Exam

Series 63

Date: 1/7/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/18/1991

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/5/2001

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ASHTON STEWART & CO., INC.

ASHTON STEWART & CO., INC. | VANTAGE SECURITIES, INC. | MAS TRADE.NET INC. | MAS CAPITAL SECURITIES, INC.

CRD#: 112386 / SEC#: , 8-53239

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

1395 Brickell Ave Suite 800, Miami, FL 33131

Mailing Address

1395 Brickell Ave Suite 800, Miami, FL 33131

Phone number

(646) 868-5410

Established

Indiana since 09/27/1999

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (46 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
ASHTON STEWART INTERNATIONAL HOLDINGS, LLC	SHAREHOLDER
BURMAN, ANATOLY	CEO/CCO	1652002

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Kenneth B. Keegan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kenneth Brian Keegan's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

TD SECURITIES (USA) LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/7/1992

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 11/18/1991

Series 24

Date: 1/5/2001

FINRA

Current Firm

ASHTON STEWART & CO., INC.

Contact information

FINRA licenses (46 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

ASHTON STEWART & CO., INC.

TRUST BUT VERIFY

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