John J. Parrillo
Professional summary
John Joseph Parrillo JR, CFP®, ChFC® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in San Diego, California and CETERA ADVISORS LLC located in San Diego, California.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. John has worked at 12 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Joseph Parrillo JR's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2002
Experience
November 12, 2020 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 6265 Greenwich Dr Suite 251, San Diego, CA 92122September 8, 2022 - Present
CETERA ADVISORS LLC
Office #1: 6265 Greenwich Drive Ste 251, San Diego, CA 92122April 27, 2012 - November 12, 2020
FIRST ALLIED ADVISORY SERVICES, INC.
March 28, 2011 - August 10, 2011
ADVANCED WEALTH PLANNING
March 15, 2011 - July 2, 2012
FIRST ALLIED SECURITIES, INC.
April 15, 2010 - March 16, 2011
LUCIA CAPITAL GROUP
November 9, 2007 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
March 17, 2006 - November 10, 2010
RAYMOND J. LUCIA COMPANIES, INC.
May 12, 2004 - June 6, 2006
RJL FINANCIAL NETWORK, L.L.C.
July 31, 2002 - August 24, 2007
SECURITIES AMERICA ADVISORS, INC.
July 24, 2002 - November 13, 2007
SECURITIES AMERICA, INC.
July 9, 2002 - July 31, 2002
IFMG SECURITIES, INC.
January 7, 1999 - July 31, 2002
IFMG SECURITIES, INC.
February 1, 1991 - February 2, 1999
NYLIFE SECURITIES LLC
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/8/2022)
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
