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Brent R. Ewert
ON INVESTMENT MANAGEMENT CO
RAYMORE, MO 64083
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CRD#: 2104116
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Professional summary
Brent Richard Ewert is a registered financial advisor currently at ON INVESTMENT MANAGEMENT CO located in Raymore, Missouri and THE O.N. EQUITY SALES COMPANY located in Raymore, Missouri.
Brent is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Brent has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)THE Heckadon GROUP; NOT INVESTMENT RELATED; 801 W FOXWOOD DR RAYMORE MO 64083; INSURANCE SALES; REP; 01/07/2005 TO PRESENT; 50 HOURS PER MONTH ALSO DURING TRADING; SELL MARKET AND SERVICE INSURANCE PRODUCTS. 2)COMMUNITY FINANCIAL SERVICES; NOT INVESTMENT RELATED; 801 W FOXWOOD DRIVE RAYMORE MO 64083; RETAIL BROKERAGE BUSINESS; ADVISOR; 01/2006 TO PRESENT; 160 HOURS PER MONTH ALSO DURING TRADING HOURS; PROSPECT NEW CLIENTS, SELL, MARKET AND SERVICE BROKERAGE AND INSURANCE PRODUCTS.3) HEALTH INSURANCE; NOT INVESTMENT RELATED; 801 W. FOX WOOD DRIVE RFAYMORE MO 64083; HEALTH & SUPPLEMENTAL INSURANCE; SALES REP; 11/01/2016-PRESENT; 10-20 HOURS/MONTH; 10-20 TRADING/ MONTH; PROSEPCTING, MARKETING AND SALE OF HEALTH INSURANCE AS WELL AS SUPPLEMENTAL ACCIDENT, CRITICAL ILLNESS INSURANCE. 4) W&E Holdings LLC: not investment related; 4545 SW gull Point Dr Lees Summit MO 64082; real estate rehab/rental; President; 12/22/2021; identify, purchase, manage transactional/rental real estate; 5 hours/month (0 during security hours); identify value-add real estate opportunities, negotiate purchase price, hire remodel labor
CRS (Client Relationship Summary) - RIA
Click below to view Brent Richard Ewert's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 21, 2010 - Present
ON INVESTMENT MANAGEMENT CO
Office #1: 801 W Foxwood Drive, Raymore, MO 64083RIA
CRD#: 105662
RAYMORE, MO
Current
January 7, 2005 - Present
THE O.N. EQUITY SALES COMPANY
Office #1: 801 W Foxwood Drive, Raymore, MO 64083BD
CRD#: 2936
Raymore, MO
Past
February 23, 2006 - October 26, 2010
LAWING FINANCIAL INC
RIA
CRD#: 117178
OVERLAND PARK, KS
Past
October 10, 2000 - January 11, 2005
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Past
August 7, 2000 - September 29, 2000
BIRCHTREE FINANCIAL SERVICES LLC
BD
CRD#: 15014
MINNEAPOLIS, MN
Past
October 14, 1999 - July 3, 2000
AMERICAN CENTURY BROKERAGE, INC.
BD
CRD#: 42846
KANSAS CITY, MO
Past
April 9, 1996 - August 19, 1997
AMERICAN CENTURY INVESTMENT SERVICES INC.
BD
CRD#: 17437
KANSAS CITY, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/2/2023)
RR
Arizona(4/25/2014)
RR
Arkansas(10/7/2021)
RR
California(4/25/2014)
IAR
California(9/5/2024)
RR
Colorado(6/28/2017)
IAR
Colorado(9/1/2022)
RR
Florida(2/12/2013)
IAR
Florida(4/26/2021)
RR
Georgia(9/13/2018)
IAR
Georgia(9/13/2018)
RR
Idaho(9/15/2016)
IAR
Idaho(9/16/2016)
RR
Indiana(6/1/2016)
IAR
Kansas(5/6/2010)
RR
Kansas(4/17/2014)
RR
Michigan(6/8/2022)
IAR
Michigan(6/8/2022)
RR
Missouri(1/7/2005)
IAR
Missouri(1/21/2010)
RR
North Carolina(7/13/2022)
IAR
North Carolina(7/19/2022)
RR
Ohio(11/9/2017)
IAR
Ohio(5/25/2018)
RR
Oklahoma(8/6/2025)
IAR
Oklahoma(8/6/2025)
RR
South Dakota(8/10/2023)
RR
Texas(4/25/2014)
IAR
Texas(11/13/2017)
RR
Wisconsin(9/14/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371
Phone number
(855) 262-0913
Established
Firm type
Fiscal year end
# of Employees
3,193
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ON INVESTMENT MANAGEMENT CO
CRD#: 105662Raymore, MO 64083TRUST BUT VERIFY
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