Wayne A. Fingerman
Professional summary
Wayne Adam Fingerman is a registered financial professional currently at PENSERRA SECURITIES, LLC located in Orinda, California.
Wayne is registered as a RR (Registered Representative) and started their career in finance in 1990. Wayne has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Wayne Adam Fingerman's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 4, 2013 - Present
PENSERRA SECURITIES, LLC
Office #1: 4 Orinda Way Suite 100-a, Orinda, CA 94563May 17, 1994 - January 5, 2012
AMHERST SECURITIES GROUP, L.P.
July 27, 1993 - May 25, 1994
WESTCAP SECURITIES, L.P.
July 27, 1993 - May 25, 1994
WESTCAP GOVERNMENT SECURITIES, INC.
October 9, 1990 - July 13, 1993
HILLIARD FARBER SECURITIES CORP.
October 9, 1990 - July 13, 1993
DEALERWEB LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/4/2013)
(11/18/2015)
Exams
FINRA
Nasdaq Stock Market
Current Firm
PENSERRA SECURITIES, LLC
CRD#: 145994 / SEC#: , 8-67773
Contact information
FINRA licenses (17 States and Territories)
Documents
Red Flags
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Company Information
PENSERRA SECURITIES, LLC
CRD#: 145994Orinda, CA 94563TRUST BUT VERIFY
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